Brian M. Stigliano

FORVIS MAZARS WEALTH ADVISORS

New York, NY 10020

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CRD#: 4982178

Professional summary

Brian Mark Stigliano, CFP®, who also goes by Brian M Stigliano, is a registered financial advisor currently at FORVIS MAZARS WEALTH ADVISORS, LLC located in New York, New York.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Brian has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian M Stigliano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Mark Stigliano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 9, 2025 - Present

FORVIS MAZARS WEALTH ADVISORS, LLC

Office #1: 135 West 50th Street, New York, NY 10020Office #2: 200 South Wood Avenue Suite 125, Iselin, NJ 08830

RIA

CRD#: 110905

New York, NY

Past

October 6, 2025 - October 7, 2025

FORVIS MAZARS WEALTH ADVISORS, LLC

RIA

CRD#: 110905

SPRINGFIELD, MO

Past

July 27, 2023 - September 22, 2025

VALLEY WEALTH MANAGERS, INC.

RIA

CRD#: 108879

New York, NY

Past

July 8, 2019 - July 26, 2023

VALLEY FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 105387

New York, NY

Past

July 8, 2019 - September 22, 2025

VALLEY FINANCIAL MANAGEMENT, INC.

CRD#: 105387

New York, NY

Past

May 16, 2014 - January 16, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

ROSELAND, NJ

Past

May 15, 2014 - January 16, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

ROSELAND, NJ

Past

September 8, 2008 - May 6, 2014

TD AMERITRADE, INC.

RIA

CRD#: 7870

SHORT HILLS, NJ

Past

September 8, 2008 - May 6, 2014

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

SHORT HILLS, NJ

Past

September 8, 2008 - May 6, 2014

TD AMERITRADE, INC.

CRD#: 7870

SHORT HILLS, NJ

Past

June 7, 2007 - September 3, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

LAKEWOOD, NJ

Past

June 7, 2007 - September 3, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

LAKEWOOD, NJ

Past

March 3, 2006 - September 1, 2006

COMPUTERSHARE SECURITIES CORPORATION

CRD#: 107023

CHICAGO, IL

Past

July 21, 2005 - January 30, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORVIS MAZARS WEALTH ADVISORS, LLC

CRD#: 110905 / SEC#: 801-56928

RIA

Registered Investment Advisory firm - (10/28/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/9/2025)

IAR

New York
(10/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/2005

General Securities Representative Examination

Current Firm

FORVIS MAZARS WEALTH ADVISORS, LLC

CRD#: 110905 / SEC#: 801-56928

RIA

Registered Investment Advisory firm - (10/28/1999 Approved)

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Contact information

Main Address

910 East St Louis St, Springfield, MO 65806

Mailing Address

Phone number

(417) 831-7283

Established

Firm type

Fiscal year end

# of Employees

123

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 082025 (8/20/2025)

Regulatory assets under management

Total Number of Accounts	13,227
AUM (Assets Under Management)	$ 9,751,986,659

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/18/2025	Cover Page	Report
09/18/2024	Cover Page	Report
01/23/2024	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian M. Stigliano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Mark Stigliano's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORVIS MAZARS WEALTH ADVISORS, LLC

VALLEY WEALTH MANAGERS, INC.

VALLEY FINANCIAL MANAGEMENT, INC.

VALLEY FINANCIAL MANAGEMENT, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

COMPUTERSHARE SECURITIES CORPORATION

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

FORVIS MAZARS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2005

SIE

Date: 10/1/2018

Series 7

Date: 7/19/2005

Current Firm

FORVIS MAZARS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORVIS MAZARS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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