Razvan A. Mirica

MIRICA WEALTH

Hanover, NH

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CRD#: 4982012

Professional summary

Razvan Aurelian Mirica is a registered financial advisor currently at MIRICA WEALTH located in Hanover, New Hampshire.

Razvan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Razvan has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Razvan Aurelian Mirica's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2018 - Present

MIRICA WEALTH

RIA

CRD#: 297759

Hanover, NH

Past

February 19, 2015 - September 18, 2018

FLAGSHIP HARBOR ADVISORS, LLC

RIA

CRD#: 155733

QUECHEE, VT

Past

February 10, 2015 - August 15, 2018

LPL FINANCIAL LLC

CRD#: 6413

HANOVER, NH

Past

December 8, 2006 - December 31, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CHARLESTOWN, MA

Past

August 12, 2005 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 12, 2005 - February 10, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CHARLESTOWN, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/30/2019)

IAR

New Hampshire
(12/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/6/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/26/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2005

General Securities Representative Examination

Current Firm

MIRICA WEALTH

MIRICA WEALTH | MIRICA WEALTH MANAGEMENT LLC

CRD#: 297759 / SEC#:

Massachusetts

Registered Investment Advisory firm - (4/30/2019 Approved)

New Hampshire

Registered Investment Advisory firm - (12/10/2018 Approved)

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Contact information

Main Address

Hanover, NH

Mailing Address

Po Box 227, Etna, NH 03750

Phone number

(617) 658-3381

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	145
AUM (Assets Under Management)	$ 13,774,442

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Razvan A. Mirica

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Razvan Aurelian Mirica's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIRICA WEALTH

FLAGSHIP HARBOR ADVISORS, LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/6/2016

Series 66

Date: 8/26/2005

SIE

Date: 8/15/2018

Series 7

Date: 8/10/2005

Current Firm

MIRICA WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MIRICA WEALTH

TRUST BUT VERIFY

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