Alexis P. Pickard

TORTOISE CAPITAL ADVISORS, L.L.C.

OVERLAND PARK, KS 66211-1861

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CRD#: 4981635

Professional summary

Alexis Paolantonio Pickard, who also goes by Alex Paolantonio, Alexis M Paolantonio, Alexis Michelle Paolantonio, Alexis M Pickard, Alexis Pickard, is a registered financial advisor currently at TORTOISE CAPITAL ADVISORS, L.L.C. located in Overland Park, Kansas and PINE DISTRIBUTORS LLC located in Overland Park, Kansas.

Alexis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Alexis has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Paolantonio | Alexis M Paolantonio | Alexis Michelle Paolantonio | Alexis M Pickard | Alexis Pickard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TORTOISE CAPITAL ADVISORS, LLC; 5901 COLLEGE BOULEVARD, SUITE 400, OVERLAND PARK, KS 66211; INVESTMENT RELATED; VP, STRATEGIC CLIENT GROUP; 40 HRS A WEEK ALL DURING SECURITIES HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexis Paolantonio Pickard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2025 - Present

TORTOISE CAPITAL ADVISORS, L.L.C.

Office #1: 5901 College Boulevard Suite 400, Overland Park, KS 66211-1861

RIA

CRD#: 123711

OVERLAND PARK, KS

Current

May 1, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 5901 College Boulevard Suite 400, Overland Park, KS 66211

CRD#: 323408

OVERLAND PARK, KS

Past

July 6, 2017 - December 31, 2023

TORTOISEECOFIN SECURITIES, LLC

CRD#: 285411

Leawood, KS

Past

November 17, 2016 - December 13, 2023

TORTOISEECOFIN INVESTMENTS PARTNERS, LLC

RIA

CRD#: 285213

LEAWOOD, KS

Past

November 12, 2012 - November 17, 2016

MONTAGE INVESTMENTS, LLC

RIA

CRD#: 152607

LEAWOOD, KS

Past

January 6, 2012 - July 3, 2017

MSEC, LLC

CRD#: 154327

LEAWOOD, KS

Past

June 30, 2010 - October 5, 2011

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

May 30, 2007 - June 24, 2010

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

WAYNE, PA

Past

July 13, 2005 - February 20, 2007

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TORTOISE CAPITAL ADVISORS, L.L.C.

TCA ADVISORS | TORTOISE CAPITAL ADVISORS, L.L.C.

CRD#: 123711 / SEC#: 801-61622

RIA

Registered Investment Advisory firm - (11/22/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/24/2025)

Alaska
(5/12/2025)

Arizona
(7/3/2025)

Arkansas
(7/9/2025)

California
(6/25/2025)

IAR

California
(10/17/2025)

Colorado
(5/5/2025)

IAR

Colorado
(10/20/2025)

Connecticut
(5/2/2025)

IAR

Connecticut
(10/20/2025)

Delaware
(5/12/2025)

IAR

Delaware
(10/20/2025)

District of Columbia
(6/24/2025)

Florida
(6/26/2025)

Georgia
(6/30/2025)

Hawaii
(7/14/2025)

Idaho
(6/24/2025)

Illinois
(7/18/2025)

Indiana
(6/24/2025)

Iowa
(5/2/2025)

Kansas
(5/14/2025)

IAR

Kansas
(10/20/2025)

Kentucky
(5/6/2025)

Louisiana
(5/5/2025)

Maine
(5/2/2025)

Maryland
(5/2/2025)

Massachusetts
(5/2/2025)

Michigan
(6/27/2025)

Minnesota
(5/2/2025)

Mississippi
(5/5/2025)

Missouri
(5/5/2025)

Montana
(5/5/2025)

Nebraska
(5/2/2025)

IAR

Nebraska
(10/20/2025)

Nevada
(5/6/2025)

New Hampshire
(5/2/2025)

New Jersey
(6/24/2025)

IAR

New York
(10/21/2025)

North Carolina
(5/2/2025)

North Dakota
(7/24/2025)

Ohio
(5/2/2025)

IAR

Ohio
(10/17/2025)

Oklahoma
(5/5/2025)

IAR

Oklahoma
(10/20/2025)

Oregon
(6/9/2025)

Pennsylvania
(5/2/2025)

IAR

Pennsylvania
(10/20/2025)

Rhode Island
(5/2/2025)

South Carolina
(5/6/2025)

South Dakota
(5/2/2025)

Tennessee
(6/24/2025)

Texas
(5/4/2025)

IAR

Texas
(10/20/2025)

Utah
(5/2/2025)

Vermont
(6/25/2025)

Virginia
(5/2/2025)

Washington
(5/2/2025)

West Virginia
(5/8/2025)

Wisconsin
(5/2/2025)

Wyoming
(5/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/12/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TORTOISE CAPITAL ADVISORS, L.L.C.

TCA ADVISORS | TORTOISE CAPITAL ADVISORS, L.L.C.

CRD#: 123711 / SEC#: 801-61622

RIA

Registered Investment Advisory firm - (11/22/2002 Approved)

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Contact information

Main Address

5901 College Boulevard Suite 400, Overland Park, KS 66211-1861

Mailing Address

Phone number

(913) 981-1020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCA DISCLOSURE BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts	344
AUM (Assets Under Management)	$ 8,444,747,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexis P. Pickard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexis Paolantonio Pickard's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINE DISTRIBUTORS LLC

TORTOISEECOFIN SECURITIES, LLC

TORTOISEECOFIN INVESTMENTS PARTNERS, LLC

MONTAGE INVESTMENTS, LLC

MSEC, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

TORTOISE CAPITAL ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/2012

Series 63

Date: 7/20/2005

SIE

Date: 10/1/2018

Series 6

Date: 7/12/2005

FINRA

Current Firm

TORTOISE CAPITAL ADVISORS, L.L.C.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TORTOISE CAPITAL ADVISORS, L.L.C.

TRUST BUT VERIFY

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