James L. Cobb

INVESTMENT COUNSELORS OF REDLANDS LLC

Redlands, CA 92373

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CRD#: 4981555

Professional summary

James Lucas Cobb, CFP®, who also goes by James L Cobb, James L Cobib, is a registered financial advisor currently at INVESTMENT COUNSELORS OF REDLANDS LLC located in Redlands, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James L Cobb | James L Cobib

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Redlands Unified School District; Not investment-related; 20 W. Lugonia Ave. Redlands, CA 92374; Education; Classified Substitute; Since August 19, 2021; Approx. 20 hours/month; 0 hours during securities trading hours; Assistant coach for the Redlands High School mock trial team

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lucas Cobb's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

April 5, 2006 - Present

INVESTMENT COUNSELORS OF REDLANDS LLC

Office #1: 101 E. Redlands Blvd. #138, Redlands, CA 92373

RIA

CRD#: 137470

Redlands, CA

Past

November 7, 2005 - April 5, 2006

SMART INVESTMENTS ADVISORY INCORPORATED

RIA

CRD#: 107778

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/5/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2005

Uniform Investment Adviser Law Examination

Current Firm

INVESTMENT COUNSELORS OF REDLANDS LLC

CRD#: 137470 / SEC#: 801-65513

RIA

Registered Investment Advisory firm - (7/12/2012 Terminated)

California

Registered Investment Advisory firm - (7/12/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

101 E. Redlands Blvd. #138, Redlands, CA 92373

Mailing Address

Phone number

(909) 792-0711

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	358
AUM (Assets Under Management)	$ 93,451,260

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James L. Cobb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lucas Cobb's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT COUNSELORS OF REDLANDS LLC

SMART INVESTMENTS ADVISORY INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2005

Current Firm

INVESTMENT COUNSELORS OF REDLANDS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVESTMENT COUNSELORS OF REDLANDS LLC

TRUST BUT VERIFY

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