James L. Thompson

WEALTHX ADVISORS

SCOTTSDALE, AZ

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CRD#: 4981549

Professional summary

James Livingston Thompson II, who also goes by James Livingston Thompson, is a registered financial advisor currently at WEALTHX ADVISORS located in Scottsdale, Arizona.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. James has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Livingston Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE , 7161 EAST RANCH VISTA DR. STE. 112 SCOTTSDALE, AZ 85251. NOT INVESTMENT RELATED, AGENT FOR FIXED INSURANCE AND FIXED ANNUITY SALES, 0-2 HRS/MONTH. NO PARTICULAR AGENCY 2. Ambassador for Optio Oracle Nodes; Optio Oracle Nodes offers blockchain technology, hardware, and software.; NOT INVESTMENT RELATED; 10 hours/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Livingston Thompson II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2025 - Present

WEALTHX ADVISORS

RIA

CRD#: 337472

SCOTTSDALE, AZ

Past

October 4, 2023 - September 2, 2025

WT WEALTH MANAGEMENT, LLC

RIA

CRD#: 169566

SCOTTSDALE, AZ

Past

August 17, 2022 - June 28, 2023

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

Scottsdale, AZ

Past

August 15, 2022 - June 28, 2023

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

Scottsdale, AZ

Past

March 18, 2022 - August 9, 2022

MIT ASSOCIATES, LLC

CRD#: 121171

Phoenix, AZ

Past

November 5, 2021 - February 22, 2022

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

August 19, 2015 - September 30, 2021

NORTHERN TRUST INVESTMENTS, INCORPORATED

RIA

CRD#: 105780

TEMPE, AZ

Past

February 20, 2014 - September 30, 2021

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

Tempe, AZ

Past

November 1, 2012 - February 4, 2014

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

CHICAGO, IL

Past

October 25, 2012 - February 4, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/30/2016

General Securities Principal Examination

Current Firm

WEALTHX ADVISORS

WEALTHX ADVISORS | WEALTHX ADVISORS LLC

CRD#: 337472 / SEC#:

Arizona

Registered Investment Advisory firm - (8/11/2025 Approved)

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

Phone number

(312) 350-4717

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James L. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Livingston Thompson II's CRS (Customer Relationship Summary).

Certified licenses

Experience

WT WEALTH MANAGEMENT, LLC

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

MIT ASSOCIATES, LLC

EMERSON EQUITY LLC

NORTHERN TRUST INVESTMENTS, INCORPORATED

NORTHERN TRUST SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/5/2012

Series 24

Date: 12/30/2016

Current Firm

WEALTHX ADVISORS

Contact information

Documents

Red Flags

Company Information

WEALTHX ADVISORS

TRUST BUT VERIFY

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