James L. Thompson
Professional summary
James Livingston Thompson II, who also goes by James Livingston Thompson, is a registered financial advisor currently at WEALTHX ADVISORS located in Scottsdale, Arizona.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. James has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Livingston Thompson II's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2025 - Present
WEALTHX ADVISORS
October 4, 2023 - September 2, 2025
WT WEALTH MANAGEMENT, LLC
August 17, 2022 - June 28, 2023
MONEY CONCEPTS CAPITAL CORP
August 15, 2022 - June 28, 2023
MONEY CONCEPTS CAPITAL CORP
March 18, 2022 - August 9, 2022
MIT ASSOCIATES, LLC
November 5, 2021 - February 22, 2022
EMERSON EQUITY LLC
August 19, 2015 - September 30, 2021
NORTHERN TRUST INVESTMENTS, INCORPORATED
February 20, 2014 - September 30, 2021
NORTHERN TRUST SECURITIES, INC.
November 1, 2012 - February 4, 2014
VOYA FINANCIAL ADVISORS, INC.
October 25, 2012 - February 4, 2014
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/11/2025)
Exams
Current Firm
WEALTHX ADVISORS
CRD#: 337472 / SEC#:
Contact information
Red Flags
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