Nickolay V. Kukekov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nickolay V Kukekov was a registered financial professional .
Nickolay is a previously registered financial professional and started their career in finance in 2006. Nickolay had worked at 9 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2020 - April 27, 2021
PAULSON INVESTMENT COMPANY LLC
November 8, 2016 - December 10, 2019
CORINTHIAN PARTNERS, L.L.C.
June 24, 2014 - September 6, 2016
MERRIMAN CAPITAL, INC.
April 18, 2013 - June 18, 2014
AGINCOURT, LTD.
February 11, 2013 - March 15, 2013
CORINTHIAN PARTNERS, L.L.C.
September 5, 2012 - February 8, 2013
JOHN THOMAS FINANCIAL
October 14, 2010 - August 23, 2012
SUMMER STREET RESEARCH PARTNERS
September 8, 2009 - October 1, 2010
GILFORD SECURITIES INCORPORATED
December 21, 2007 - July 20, 2009
PARAMOUNT BIOCAPITAL, INC.
May 4, 2006 - December 21, 2007
RODMAN & RENSHAW, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
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