Adam J. Rutherford

ORCHARD SECURITIES

Pleasant Grove, UT 84062

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CRD#: 4981333

Professional summary

Adam Joseph Rutherford, CIMA® is a registered financial professional currently at ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2006. Adam has worked at 4 firms and has passed the Series 63, Series 65, Series 22TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LEE'S SUMMIT R-7 SCHOOL DISTRICT - BOARD MEMBER, BOARD OF EDUCATIONUNPAID, ELECTED POSITION; DETERMINE, MAINTAIN AND ENFORCE SCHOOL BOARD POLICY. APPROVE MAJOR DECISIONS AND ACTION OF ADMINISTRATORS, ETC.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Joseph Rutherford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 10, 2023 - Present

ORCHARD SECURITIES, LLC

Office #1: 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

CRD#: 133378

Pleasant Grove, UT

Past

March 16, 2017 - September 22, 2022

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Bend, OR

Past

September 2, 2014 - March 27, 2017

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

OVERLAND PARK, KS

Past

March 6, 2008 - December 31, 2013

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

RIA

CRD#: 102920

OVERLAND PARK, KS

Past

July 18, 2006 - September 2, 2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(3/1/2023)

California
(3/1/2023)

Idaho
(1/11/2023)

Montana
(3/1/2023)

Oregon
(3/1/2023)

Utah
(3/1/2023)

Washington
(3/1/2023)

Wyoming
(3/1/2023)

Exams

State Security Law Exam

Series 63

Date: 3/1/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/16/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/10/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 11/1/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ORCHARD SECURITIES, LLC

JOSEPH CAMERON | ORCHARD SECURITIES, LLC | JOSEPH CAMERON, LLC | JOSEPH CAMERON LLC

CRD#: 133378 / SEC#: , 8-66719

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

Mailing Address

365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

Phone number

(801) 316-4301

Established

Utah since 09/27/2005

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CREEKSIDE LAND DEVELOPMENT, LLC	MEMBER
FAR VISIONS, LLC	MEMBER
NORTH CANYON ENTERPRISES, LLC	MEMBER
TOTTENHAM INVESTMENTS, LLC	MEMBER
TRIPLE CROWN SECURITES, LLC	MEMBER
BADALAMENTI, CHARLES RICHARD	FINOP	2065038
BRADBURN, KEVIN CHRISTOPHER	MANAGER, CHIEF EXECUTIVE OFFICER	2718206
GARRETT, TAYLOR WESTON	PRESIDENT	4829547
HART, ADRIENNE YOST	CHIEF COMPLIANCE OFFICER	1510179

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam J. Rutherford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Joseph Rutherford's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/1/2023

Series 65

Date: 3/16/2017

Series 22TO

Date: 1/10/2023

SIE

Date: 11/1/2022

Series 7

Date: 7/17/2006

FINRA

Current Firm

ORCHARD SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ORCHARD SECURITIES, LLC

TRUST BUT VERIFY

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