Jason D. Nesbit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Dwayne Nesbit, CFP®, who also goes by Jason Dewayne Nesbit, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2005. Jason had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
March 21, 2017 - June 8, 2018
TRADEMARK CAPITAL MANAGEMENT INC.
July 25, 2013 - October 22, 2015
OSAIC SERVICES, INC.
July 24, 2013 - October 22, 2015
OSAIC SERVICES, INC.
September 4, 2008 - August 16, 2011
MORGAN KEEGAN & COMPANY, LLC
August 29, 2008 - August 16, 2011
MORGAN KEEGAN & COMPANY, LLC
September 1, 2005 - July 7, 2008
MORGAN KEEGAN & COMPANY, LLC
August 17, 2005 - July 7, 2008
MORGAN KEEGAN & COMPANY, LLC
Primary Firm SEC Registration
TRADEMARK CAPITAL MANAGEMENT INC.
CRD#: 214512 / SEC#: 801-100363
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRADEMARK CAPITAL MANAGEMENT INC.
CRD#: 214512 / SEC#: 801-100363
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 453 |
| AUM (Assets Under Management) | $ 220,356,375 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
