Denise A. Sarkor

SARKOR FINANCIAL ADVISORS

BLOOMFIELD, NJ

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CRD#: 4980699

Professional summary

Denise Alvina Sceama Sarkor, who also goes by Denise Alvina Sarkor, Denise Alvina Wilson, Denise Alvina Sceama Wilson, is a registered financial advisor currently at SARKOR FINANCIAL ADVISORS located in Bloomfield, New Jersey.

Denise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Denise has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Denise Alvina Sarkor | Denise Alvina Wilson | Denise Alvina Sceama Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of outside business organization: New Roots Development, LLC (DBA New Roots Living), For-Profit Organization Investment related: No Address of business: Atlanta, Georgia 30339 Nature of business: LLC Position, title, association: Principal and Lead Executive Coach Start date of relationship: 3/1/2016 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: New Roots Living is not investment-related. It is a professional coaching and management training company. I provide executive coaching to clients 1-on-1 and in groups. I coach on evenings and weekends on a limited basis. Clients of Sarkor Financial Advisors LLC are not solicited to participate in this outside business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denise Alvina Sceama Sarkor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2024 - Present

SARKOR FINANCIAL ADVISORS

RIA

CRD#: 330176

BLOOMFIELD, NJ

Past

January 6, 2021 - March 21, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ATLANTA, GA

Past

December 3, 2020 - March 21, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ATLANTA, GA

Past

November 6, 2007 - June 18, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/1/2024)

IAR

New Jersey
(8/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/4/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/5/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/3/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/28/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2007

General Securities Representative Examination

Current Firm

SARKOR FINANCIAL ADVISORS

CRD#: 330176 / SEC#:

Georgia

Registered Investment Advisory firm - (4/1/2024 Approved)

New Jersey

Registered Investment Advisory firm - (8/27/2024 Approved)

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Contact information

Main Address

Bloomfield, NJ

Mailing Address

41 Watchung Plaza Suite 242, Montclair, NJ 07042

Phone number

(862) 283-0776

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Denise A. Sarkor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denise Alvina Sceama Sarkor's CRS (Customer Relationship Summary).

Certified licenses

Experience

SARKOR FINANCIAL ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/4/2021

Series 63

Date: 12/5/2007

Series 7TO

Date: 12/3/2020

SIE

Date: 10/28/2020

Series 7

Date: 11/5/2007

Current Firm

SARKOR FINANCIAL ADVISORS

Contact information

Documents

Red Flags

Company Information

SARKOR FINANCIAL ADVISORS

TRUST BUT VERIFY

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