Carlee Y. Milliken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlee Yondolino Milliken, who also goes by Carlee Y Leraris, Carlee Yondolino Leraris, Carlee Y Milliken, was a registered financial professional .
Carlee is a previously registered financial professional and started their career in finance in 2006. Carlee had worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2018 - May 22, 2026
PALAFOX TRADING LLC
May 29, 2018 - May 22, 2026
CITADEL SECURITIES LLC
May 29, 2018 - May 22, 2026
CITADEL SECURITIES INSTITUTIONAL LLC
May 29, 2018 - May 22, 2026
CITADEL CLEARING LLC
September 21, 2006 - September 19, 2014
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PALAFOX TRADING LLC
CRD#: 131114 / SEC#: , 8-66420
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
