Oscar L. Santaella

BULLTICK WEALTH MANAGEMENT

Hoboken, NJ

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CRD#: 4980477

Professional summary

Oscar Luis Santaella, who also goes by Oscar Luis Santaella-tafolla, Oscar Luis Santaella, is a registered financial advisor currently at BULLTICK WEALTH MANAGEMENT, LLC located in Hoboken, New Jersey and BULLTICK, LLC located in Miami, Florida.

Oscar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Oscar has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Oscar Luis Santaella-Tafolla | Oscar Luis Santaella

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BULLTICK WEALTH MANAGEMENT. - (affiliated) Investment related business -Miami, Florida- Investment Adviser Representative Approximate 30 percent of his professional time

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oscar Luis Santaella's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2025 - Present

BULLTICK WEALTH MANAGEMENT, LLC

RIA

CRD#: 141588

Hoboken, NJ

Current

August 7, 2025 - Present

BULLTICK, LLC

Office #1: 333 Se 2nd Ave. Ste 3950, Miami, FL 33131

CRD#: 104005

Miami, FL

Past

July 22, 2020 - August 4, 2025

STONEX INTERNATIONAL ADVISORS INC

RIA

CRD#: 153799

HOBOKEN, NJ

Past

July 22, 2020 - August 4, 2025

STONEX INTERNATIONAL SECURITIES INC.

CRD#: 146667

MIAMI, FL

Past

June 25, 2020 - August 15, 2020

BANORTE ASSET MANAGEMENT, INC.

RIA

CRD#: 290555

HOUSTON, TX

Past

November 30, 2011 - February 8, 2012

IXE SECURITIES, LLC

CRD#: 19920

NEW YORK, NY

Past

June 22, 2005 - August 15, 2020

BANORTE SECURITIES INTERNATIONAL, LTD.

CRD#: 30648

Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BULLTICK WEALTH MANAGEMENT, LLC

BULLTICK WEALTH MANAGEMENT, LLC | PROGRESS ADVISORS, LLC

CRD#: 141588 / SEC#: 801-69169

RIA

Registered Investment Advisory firm - (5/27/2008 Approved)

California

Registered Investment Advisory firm - (5/29/2008 Terminated)

Florida

Registered Investment Advisory firm - (5/29/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/7/2025)

Florida
(8/7/2025)

IAR

Florida
(8/12/2025)

New Jersey
(8/7/2025)

IAR

New Jersey
(8/28/2025)

New York
(8/7/2025)

Texas
(8/7/2025)

IAR

Texas
(8/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/19/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/2005

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

BULLTICK WEALTH MANAGEMENT, LLC

BULLTICK WEALTH MANAGEMENT, LLC | PROGRESS ADVISORS, LLC

CRD#: 141588 / SEC#: 801-69169

RIA

Registered Investment Advisory firm - (5/27/2008 Approved)

California

Registered Investment Advisory firm - (5/29/2008 Terminated)

Florida

Registered Investment Advisory firm - (5/29/2008 Terminated)

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Contact information

Main Address

333 Se 2nd Ave Suite 3950, Miami, FL 33131

Mailing Address

Phone number

(305) 533-1541

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BULLTICK WEALTH MANAGEMENT, LLC BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	388
AUM (Assets Under Management)	$ 1,676,677,683

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Oscar L. Santaella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oscar Luis Santaella's CRS (Customer Relationship Summary).

Certified licenses

Experience

BULLTICK, LLC

STONEX INTERNATIONAL ADVISORS INC

STONEX INTERNATIONAL SECURITIES INC.

BANORTE ASSET MANAGEMENT, INC.

IXE SECURITIES, LLC

BANORTE SECURITIES INTERNATIONAL, LTD.

Primary Firm SEC Registration

BULLTICK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2018

Series 63

Date: 3/19/2014

SIE

Date: 10/1/2018

Series 7

Date: 6/21/2005

FINRA

Nasdaq Stock Market

Current Firm

BULLTICK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BULLTICK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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