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CS

Christopher J. Steward

STEWARD CAPITAL LLC.
BELLEVUE, WA 98004
Some features on this profile are disabled
CRD#: 4980441
CS

Professional summary

Christopher John Steward is a registered financial advisor currently at STEWARD CAPITAL LLC. located in Bellevue, Washington.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Steward's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2016 - Present

STEWARD CAPITAL LLC.

Office #1: 10900 Ne 8th St Suite 800, Bellevue, WA 98004
RIA
CRD#: 283480
BELLEVUE, WA
Past

February 18, 2016 - April 5, 2016

SWEETWATER INVESTMENTS INC

RIA
CRD#: 107493
KIRKLAND, WA
Past

September 19, 2005 - May 28, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
BELLEVUE, WA
Past

September 5, 2005 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

September 5, 2005 - May 28, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(6/8/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/16/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/28/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/3/2005
General Securities Representative Examination

Current Firm

SC
STEWARD CAPITAL LLC.
STEWARD CAPITAL | STEWARD CAPITAL LLC.

CRD#: 283480 / SEC#:

Washington
Registered Investment Advisory firm - (6/8/2016 Approved)
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Contact information

Main Address
10900 Ne 8th St Suite 800, Bellevue, WA 98004
Mailing Address
Phone number
(425) 818-2231
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts112
AUM (Assets Under Management)$ 41,062,607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEWARD CAPITAL LLC.

CRD#: 283480Bellevue, WA 98004

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