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DK

David T. Kunz

MONNESS CRESPI HARDT & CO.
New York, NY 10017-2047
Some features on this profile are disabled
CRD#: 4980260
DK

Professional summary

David Thomas Kunz, who also goes by David Kunz, is a registered financial professional currently at MONNESS CRESPI HARDT & CO., INC. located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2005. David has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Kunz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Thomas Kunz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 14, 2022 - Present

MONNESS CRESPI HARDT & CO., INC.

Office #1: 767 Third Avenue, New York, NY 10017-2047
BD
CRD#: 7424
New York, NY
Past

May 1, 2019 - March 8, 2022

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

BD
CRD#: 154559
SALT LAKE CITY, UT
Past

March 22, 2018 - September 6, 2018

SHARENETT SECURITIES LLC

BD
CRD#: 151011
New York, NY
Past

August 18, 2017 - April 2, 2018

TEMPLUM MARKETS LLC

BD
CRD#: 102840
New York, NY
Past

July 15, 2010 - July 26, 2017

MONNESS CRESPI HARDT & CO., INC.

BD
CRD#: 7424
NEW YORK, NY
Past

February 19, 2008 - June 28, 2010

DEMATTEO RESEARCH LLC

BD
CRD#: 43741
NEW YORK, NY
Past

June 1, 2006 - February 11, 2008

INSTINET, LLC

BD
CRD#: 7897
NEW YORK, NY
Past

August 5, 2005 - June 1, 2006

INSTINET, LLC

BD
CRD#: 42886
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/14/2022)
RR
Connecticut
(3/14/2022)
RR
Florida
(8/11/2022)
RR
Georgia
(5/5/2022)
RR
Illinois
(3/14/2022)
RR
Massachusetts
(3/14/2022)
RR
Minnesota
(3/14/2022)
RR
New Jersey
(3/14/2022)
RR
New York
(3/14/2022)
RR
Ohio
(3/15/2022)
RR
South Carolina
(5/31/2022)
RR
Wisconsin
(3/14/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 8/23/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 9/6/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 7/23/2007
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/4/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/21/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

MC
MONNESS CRESPI HARDT & CO., INC.
MONNESS CRESPI HARDT & CO., INC. | MONNESS, WILLIAMS, CRESPI & CO., INC.

CRD#: 7424 / SEC#: , 8-21380

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
767 Third Avenue, New York, NY 10017-2047
Mailing Address
767 Third Avenue, New York, NY 10017-2047
Phone number
(212) 838-7575
Established
New York since 11/01/1996
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRESPI, NEIL STEVENPRESIDENT/ (CEO-EQUIVALENT)857348
MONNESS, ANDREW JAMESCHAIRMAN/FINOP338145
BLANCO, WILLIAM JOHNVICE PRESIDENT/FINOP2759359
FERGUSON-MORAN, KAREN ANNCCO4669988

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONNESS CRESPI HARDT & CO., INC.

CRD#: 7424New York, NY 10017-2047

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