David T. Kunz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Thomas Kunz, who also goes by David Kunz, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2005. David had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2022 - May 6, 2026
MONNESS CRESPI HARDT & CO., INC.
May 1, 2019 - March 8, 2022
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
March 22, 2018 - September 6, 2018
SHARENETT SECURITIES LLC
August 18, 2017 - April 2, 2018
TEMPLUM MARKETS LLC
July 15, 2010 - July 26, 2017
MONNESS CRESPI HARDT & CO., INC.
February 19, 2008 - June 28, 2010
DEMATTEO RESEARCH LLC
June 1, 2006 - February 11, 2008
INSTINET, LLC
August 5, 2005 - June 1, 2006
INSTINET, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/23/2007
Limited Representative-Equity Trader ExamCurrent Firm
MONNESS CRESPI HARDT & CO., INC.
CRD#: 7424 / SEC#: , 8-21380
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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