David T. Kunz
Professional summary
David Thomas Kunz, who also goes by David Kunz, is a registered financial professional currently at COMPASS POINT RESEARCH & TRADING, LLC located in Mount Pleasant , South Carolina.
David is registered as a RR (Registered Representative) and started their career in finance in 2005. David has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Thomas Kunz's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2026 - Present
COMPASS POINT RESEARCH & TRADING, LLC
Office #1: 11 Ewall Street Suite 256, Mount Pleasant , SC 29464March 14, 2022 - May 6, 2026
MONNESS CRESPI HARDT & CO., INC.
May 1, 2019 - March 8, 2022
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
March 22, 2018 - September 6, 2018
SHARENETT SECURITIES LLC
August 18, 2017 - April 2, 2018
TEMPLUM MARKETS LLC
July 15, 2010 - July 26, 2017
MONNESS CRESPI HARDT & CO., INC.
February 19, 2008 - June 28, 2010
DEMATTEO RESEARCH LLC
June 1, 2006 - February 11, 2008
INSTINET, LLC
August 5, 2005 - June 1, 2006
INSTINET, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/23/2007
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
COMPASS POINT RESEARCH & TRADING, LLC
CRD#: 126258 / SEC#: , 8-65866
Contact information
FINRA licenses (33 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOONER HOLDINGS, LLC | HOLDING COMPANY | |
| DOERR, MANDY MULLER | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 4988605 |
| DREYER, SCOTT ERIC | EXECUTIVE CHAIRMAN | 717434 |
| GRANT, KEVIN STEWART | CHIEF COMPLIANCE OFFICER | 6383394 |
| HAYES, BURKE FROST JR | CEO | 3211858 |
| NEALON, CHRISTOPHER ALLEN | CHIEF OPERATING OFFICER | 2447167 |
| NICOLL, ROBERT ANDREW | MEMBER | 2826685 |
| SHEEDY, THOMAS WILLIAM | MEMBER | 1777044 |
Red Flags
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