Thomas E. Okuszko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Emilio Okuszko was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2006. Thomas had worked at 1 firm and has passed the Series 63 and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2006 - May 29, 2012
WOLVERTON SECURITIES (USA), LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 37
Date: 5/16/2006
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
WOLVERTON SECURITIES (USA), LTD.
CRD#: 41745 / SEC#: , 8-49561
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
