Denis Openlander

TEN PEAKS PARTNERS L.L.C.

CLAYTON, MO 63105

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CRD#: 4979954

Professional summary

Denis Openlander, who also goes by Denis Harold Openlander, is a registered financial advisor currently at TEN PEAKS PARTNERS L.L.C. located in Clayton, Missouri.

Denis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Denis has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Denis Harold Openlander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A FINANCE INSTRUCTOR & ADVISOR AT OLIN BUSINESS SCHOOL AT WASHINGTON UNIVERSITY IN ST. LOUIS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denis Openlander's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2014 - Present

TEN PEAKS PARTNERS L.L.C.

Office #1: 7777 Bonhomme Ave Suite 1800, Clayton, MO 63105

RIA

CRD#: 169364

CLAYTON, MO

Past

November 27, 2007 - October 5, 2010

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

April 24, 2007 - November 8, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DENVER, CO

Past

March 2, 2007 - November 8, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/25/2014)

IAR

Missouri
(1/24/2014)

IAR

Texas
(5/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/19/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/1/2007

General Securities Representative Examination

Current Firm

TEN PEAKS PARTNERS L.L.C.

OPENLANDER, DENIS H | TEN PEAKS PARTNERS L.L.C.

CRD#: 169364 / SEC#:

Colorado

Registered Investment Advisory firm - (6/25/2014 Approved)

Missouri

Registered Investment Advisory firm - (1/23/2014 Approved)

Texas

Registered Investment Advisory firm - (2/16/2024 Approved)

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Contact information

Main Address

7777 Bonhomme Ave Suite 1800, Clayton, MO 63105

Mailing Address

7777 Bonhomme Ave Suite 1800, Clayton, MO 63105

Phone number

(888) 762-7145

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 90,536,905

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Denis Openlander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denis Openlander's CRS (Customer Relationship Summary).

Certified licenses

Experience

TEN PEAKS PARTNERS L.L.C.

JANUS HENDERSON DISTRIBUTORS US LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2014

Series 66

Date: 4/19/2007

Series 7

Date: 3/1/2007

Current Firm

TEN PEAKS PARTNERS L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TEN PEAKS PARTNERS L.L.C.

TRUST BUT VERIFY

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