Patrick J. Smith
Professional summary
Patrick J Smith, who also goes by Pat Smith, Patrick Joseph Smith, Patrick Smith, is a registered financial advisor currently at MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC located in Greenwood Village, Colorado.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Patrick has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick J Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2024 - Present
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC
Office #1: 5299 Dtc Boulevard, Suite 1000, Greenwood Village, CO 80111February 16, 2022 - July 16, 2024
COOK STREET CONSULTING, INC.
July 13, 2007 - December 4, 2007
GREEN MANNING & BUNCH, LTD.
January 9, 2007 - June 14, 2007
GLEACHER PARTNERS LLC
Primary Firm SEC Registration
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC
CRD#: 149122 / SEC#: 801-69938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/25/2024)
(6/25/2024)
Exams
Current Firm
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC
CRD#: 149122 / SEC#: 801-69938
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 8,870,425,168 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
