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DT

Dennis I. Tsesarsky

ONPEAK CAPITAL LLC
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4979253
DT

Professional summary

Dennis Igorevich Tsesarsky is a registered financial professional currently at ONPEAK CAPITAL LLC located in Miami, Florida.

Dennis is registered as a RR (Registered Representative) and started their career in finance in 2006. Dennis has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dennis Igorevich Tsesarsky's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2020 - Present

ONPEAK CAPITAL LLC

Office #1: 1221 Brickell Avenue Suite 900, Miami, FL 33131Office #2: 1221 Brickell Avenue Suite 900, Miami, FL 33131
BD
CRD#: 310173
Miami, FL
Past

September 1, 2006 - April 17, 2020

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/5/2022)
RR
New York
(11/19/2020)
RR
Tennessee
(3/14/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/3/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/29/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/31/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 8/28/2025
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/6/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OC
ONPEAK CAPITAL LLC
ONPEAK CAPITAL LLC

CRD#: 310173 / SEC#: , 8-70565

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1221 Brickell Avenue Suite 900, Miami, FL 33131
Mailing Address
1221 Brickell Avenue Suite 900, Miami, FL 33131
Phone number
(917) 645-2077
Established
Delaware since 04/14/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TSESARSKY, DENNIS IGOREVICHMEMBER, MANAGING PARTNER, CEO & CCO4979253
THORNTON, STEVEN LEEFINOP / CFO4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONPEAK CAPITAL LLC

CRD#: 310173Miami, FL 33131

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