WC
Wesley L. Crowdis
WINEBRENNER CAPITAL MANAGEMENT LLC
Louisville, KY 40223-5367
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CRD#: 4979155
WC
Professional summary
Wesley Lee Crowdis is a registered financial advisor currently at WINEBRENNER CAPITAL MANAGEMENT LLC located in Louisville, Kentucky.
Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Wesley has worked at 2 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Crowdis Lawn Care; Non Investment-Related; Louisville, KY; Lawn care; Owner/Member; 4/4/24; 2 hrs/mo; 0 hrs/mo during securities trading hours; Duties are mowing grass/general lawn care at private dental office.
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Lee Crowdis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 2011 - Present
WINEBRENNER CAPITAL MANAGEMENT LLC
Office #1: 10602 Timberwood Circle Suite 13, Louisville, KY 40223-5367RIA
CRD#: 154708
Louisville, KY
Past
February 4, 2008 - December 6, 2010
WINEBRENNER CAPITAL PARTNERS, LLC
BD
CRD#: 48027
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WINEBRENNER CAPITAL MANAGEMENT LLC
WINEBRENNER CAPITAL MANAGEMENT LLC
CRD#: 154708 / SEC#: 801-115158
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)Florida
Registered Investment Advisory firm - (6/5/2019 Terminated)Indiana
Registered Investment Advisory firm - (6/5/2019 Terminated)Kentucky
Registered Investment Advisory firm - (6/6/2019 Terminated)Ohio
Registered Investment Advisory firm - (6/5/2019 Terminated)Texas
Registered Investment Advisory firm - (12/13/2013 Terminated)Utah
Registered Investment Advisory firm - (6/5/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/14/2017)
IAR
Indiana(1/25/2023)
IAR
Kentucky(3/9/2011)
IAR
Texas(1/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WC
WINEBRENNER CAPITAL MANAGEMENT LLC
WINEBRENNER CAPITAL MANAGEMENT LLC
CRD#: 154708 / SEC#: 801-115158
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)Florida
Registered Investment Advisory firm - (6/5/2019 Terminated)Indiana
Registered Investment Advisory firm - (6/5/2019 Terminated)Kentucky
Registered Investment Advisory firm - (6/6/2019 Terminated)Ohio
Registered Investment Advisory firm - (6/5/2019 Terminated)Texas
Registered Investment Advisory firm - (12/13/2013 Terminated)Utah
Registered Investment Advisory firm - (6/5/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10602 Timberwood Circle Suite 13, Louisville, KY 40223-5367
Mailing Address
Phone number
(502) 671-0015
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 997 |
| AUM (Assets Under Management) | $ 243,191,689 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WINEBRENNER CAPITAL MANAGEMENT LLC
CRD#: 154708Louisville, KY 40223-5367TRUST BUT VERIFY
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