NK
Nir Kaissar
UNISON
PROVIDENCE, RI 02903
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CRD#: 4978989
NK
Professional summary
Nir Kaissar, CFA is a registered financial advisor currently at UNISON located in Providence, Rhode Island.
Nir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Nir has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Kaissar is a columnist for Bloomberg Opinion, 731 Lexington Avenue, New York, New York 10022, since November 2015. This activity is not investment-related. Mr. Kaissar spends less than 20% of his time on this activity, and less than 10% of his time during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Nir Kaissar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 12, 2010 - Present
UNISON
Office #1: 225 Dyer Street 2nd Floor, Providence, RI 02903RIA
CRD#: 155470
PROVIDENCE, RI
Past
December 19, 2005 - December 2, 2008
UNISON ADVISORS
RIA
CRD#: 135780
BROOKLYN, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UN
UNISON
UNISON | UNISON ADVISORS LLC
CRD#: 155470 / SEC#: 801-106874
RIA
Registered Investment Advisory firm - (11/4/2015 Approved)California
Registered Investment Advisory firm - (12/5/2015 Terminated)District of Columbia
Registered Investment Advisory firm - (11/5/2015 Terminated)Illinois
Registered Investment Advisory firm - (11/4/2015 Terminated)New York
Registered Investment Advisory firm - (11/5/2015 Terminated)Ohio
Registered Investment Advisory firm - (11/5/2015 Terminated)Texas
Registered Investment Advisory firm - (11/5/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/12/2013)
IAR
District of Columbia(11/12/2010)
IAR
Illinois(10/16/2013)
IAR
New York(12/1/2021)
IAR
Ohio(7/3/2013)
Current Firm
UN
UNISON
UNISON | UNISON ADVISORS LLC
CRD#: 155470 / SEC#: 801-106874
RIA
Registered Investment Advisory firm - (11/4/2015 Approved)California
Registered Investment Advisory firm - (12/5/2015 Terminated)District of Columbia
Registered Investment Advisory firm - (11/5/2015 Terminated)Illinois
Registered Investment Advisory firm - (11/4/2015 Terminated)New York
Registered Investment Advisory firm - (11/5/2015 Terminated)Ohio
Registered Investment Advisory firm - (11/5/2015 Terminated)Texas
Registered Investment Advisory firm - (11/5/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
225 Dyer Street 2nd Floor, Providence, RI 02903
Mailing Address
Phone number
(646) 290-7697
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 296 |
| AUM (Assets Under Management) | $ 1,810,395,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNISON
CRD#: 155470Providence, RI 02903TRUST BUT VERIFY
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