Brian P. Donnelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Patrick Donnelly, who also goes by Brian Donnelly, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2006. Brian had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2017 - July 12, 2017
TRESTLE POINT, LLC
March 24, 2014 - August 20, 2015
GOLDMAN SACHS & CO. LLC
September 11, 2009 - March 12, 2014
TULLETT PREBON FINANCIAL SERVICES LLC
May 14, 2008 - January 6, 2010
PREBON FINANCIAL PRODUCTS INC.
January 16, 2007 - May 15, 2008
TULLETT LIBERTY BROKERAGE INC.
November 22, 2006 - January 19, 2007
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
TRESTLE POINT, LLC
CRD#: 138494 / SEC#: , 8-67165
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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