AS
Anna Sciortino
MML STRATEGIC DISTRIBUTORS
Boston, MA 02210
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CRD#: 4978345
AS
Professional summary
Anna Sciortino, who also goes by Anna Kristin Sciortino, is a registered financial professional currently at MML STRATEGIC DISTRIBUTORS, LLC located in Boston, Massachusetts.
Anna is registered as a RR (Registered Representative) and started their career in finance in 2006. Anna has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Anna Kristin Sciortino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Anna Sciortino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2021 - Present
MML STRATEGIC DISTRIBUTORS, LLC
Office #1: 10 Fan Pier Blvd, Boston, MA 02210BD
CRD#: 168638
Boston, MA
Past
February 3, 2020 - March 8, 2021
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
WESTWOOD, MA
Past
August 14, 2019 - March 8, 2021
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
WESTWOOD, MA
Past
October 3, 2006 - September 19, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/10/2021)
RR
Alaska(5/10/2021)
RR
Arizona(5/10/2021)
RR
Arkansas(5/10/2021)
RR
California(5/10/2021)
RR
Colorado(5/10/2021)
RR
Connecticut(5/10/2021)
RR
Delaware(5/10/2021)
RR
District of Columbia(5/10/2021)
RR
Florida(5/10/2021)
RR
Georgia(5/10/2021)
RR
Hawaii(5/10/2021)
RR
Idaho(5/10/2021)
RR
Illinois(5/10/2021)
RR
Indiana(5/10/2021)
RR
Iowa(5/10/2021)
RR
Kansas(5/10/2021)
RR
Kentucky(5/10/2021)
RR
Louisiana(5/10/2021)
RR
Maine(5/10/2021)
RR
Maryland(5/10/2021)
RR
Massachusetts(5/10/2021)
RR
Michigan(5/10/2021)
RR
Minnesota(5/10/2021)
RR
Mississippi(5/10/2021)
RR
Missouri(5/10/2021)
RR
Montana(5/10/2021)
RR
Nebraska(5/10/2021)
RR
Nevada(5/10/2021)
RR
New Hampshire(5/10/2021)
RR
New Jersey(5/10/2021)
RR
New Mexico(5/10/2021)
RR
New York(5/10/2021)
RR
North Carolina(5/10/2021)
RR
North Dakota(5/10/2021)
RR
Ohio(5/10/2021)
RR
Oklahoma(5/10/2021)
RR
Oregon(5/10/2021)
RR
Pennsylvania(5/10/2021)
RR
Rhode Island(5/10/2021)
RR
South Carolina(5/10/2021)
RR
South Dakota(5/10/2021)
RR
Texas(5/10/2021)
RR
Utah(5/10/2021)
RR
Vermont(5/10/2021)
RR
Virginia(5/10/2021)
RR
Washington(5/10/2021)
RR
West Virginia(5/10/2021)
RR
Wisconsin(5/10/2021)
RR
Wyoming(5/10/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/14/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MML STRATEGIC DISTRIBUTORS, LLC
MML STRATEGIC DISTRIBUTORS, LLC
CRD#: 168638 / SEC#: , 8-69322
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
1295 State Street, Springfield, MA 01111-0001
Mailing Address
1295 State Street, Springfield, MA 01111-0001
Phone number
(413) 744-4528
Established
Delaware since 06/07/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| BLUE, DOMINIC | DIRECTOR | 7323924 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DIGANGI, MATTHEW T | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 3229894 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| PUHALA, JAMES | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5290483 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MML STRATEGIC DISTRIBUTORS, LLC
CRD#: 168638Boston, MA 02210TRUST BUT VERIFY
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