Enis B. Taner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Enis Burak Taner, who also goes by Enis Burak Taner, Enis Taner, was a registered financial professional .
Enis is a previously registered financial professional and started their career in finance in 2006. Enis had worked at 7 firms and has passed the Series 63, Series 57TO, Series 87, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2025 - March 5, 2025
UNITED FIRST PARTNERS LLC
September 18, 2023 - September 20, 2024
NOMURA SECURITIES INTERNATIONAL, INC.
April 15, 2019 - May 8, 2023
JEFFERIES LLC
September 18, 2018 - April 8, 2019
UNITED FIRST PARTNERS LLC
October 11, 2016 - March 14, 2018
DEUTSCHE BANK SECURITIES INC.
June 12, 2015 - August 31, 2016
SG AMERICAS SECURITIES, LLC
July 14, 2008 - May 17, 2012
GOLDMAN SACHS & CO. LLC
August 23, 2006 - June 26, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/23/2015
Limited Representative-Equity Trader ExamCurrent Firm
UNITED FIRST PARTNERS LLC
CRD#: 155456 / SEC#: , 8-68718
Contact information
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADJEDJ, MICHAEL SIMON | PRESIDENT, ELECTED MANAGER | 5854635 |
| MARDEL, STEPHANE CHARLES | CO-PRESIDENT | 5854634 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| SINELNIKOV, PETER SERGEY | PRINCIPAL FINANCIAL OFFICER | 6493208 |
| UNITED FIRST PARTNERS HOLDINGS, LLC | SOLE MEMBER |
Disclosures
| Regulatory Event | 4 |
Red Flags
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