Lauren M. Sekerke

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CRD#: 4977959

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lauren Michelle Sekerke, who also goes by Lauren Sekerke, was a registered financial professional .

Lauren is a previously registered financial professional and started their career in finance in 2006. Lauren had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lauren Sekerke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 2, 2016 - July 21, 2017

RPATA, LLC

RIA

CRD#: 285598

MEMPHIS, TN

Past

November 30, 2015 - July 21, 2017

REVOLUTION PARTNERS, LLC

RIA

CRD#: 170310

MEMPHIS, TN

Past

August 16, 2013 - February 18, 2015

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

August 7, 2013 - February 18, 2015

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

Past

February 13, 2013 - February 25, 2013

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

MEMPHIS, TN

Past

February 13, 2013 - February 25, 2013

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

MEMPHIS, TN

Past

February 1, 2013 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

CHICAGO, IL

Past

January 29, 2013 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

CHICAGO, IL

Past

April 25, 2006 - April 11, 2011

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

CHICAGO, IL

Past

March 30, 2006 - April 11, 2011

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RPATA, LLC

CRD#: 285598 / SEC#: 801-125001

RIA

Registered Investment Advisory firm - (5/25/2022 Approved)

Kentucky

Registered Investment Advisory firm - (6/27/2022 Terminated)

Tennessee

Registered Investment Advisory firm - (6/27/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/21/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/18/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/2006

General Securities Representative Examination

Current Firm

RPATA, LLC

CRD#: 285598 / SEC#: 801-125001

RIA

Registered Investment Advisory firm - (5/25/2022 Approved)

Kentucky

Registered Investment Advisory firm - (6/27/2022 Terminated)

Tennessee

Registered Investment Advisory firm - (6/27/2022 Terminated)

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Contact information

Main Address

Memphis, TN

Mailing Address

Po Box 172155, Memphis, TN 38187-2155

Phone number

(901) 421-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE SUPPLEMENT FOR HAYDEN WILSON (6/10/2025)

BROCHURE SUPPLEMENT FOR BRIAN FOWLER (3/24/2025)

RPATA DISCLOSURE BROCHURE (3/24/2025)

BROCHURE SUPPLEMENT FOR LAUREN DOUGLAS CARPENTER (3/24/2025)

BROCHURE SUPPLEMENT FOR ROBERT LLOYD (3/24/2025)

RPATA WRAP FEE BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	355
AUM (Assets Under Management)	$ 67,633,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lauren M. Sekerke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REVOLUTION PARTNERS, LLC

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

RPATA, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/21/2006

SIE

Date: 2/18/2015

Series 7

Date: 3/29/2006

Current Firm

RPATA, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RPATA, LLC

TRUST BUT VERIFY

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