Raymond Q. Singletary

WASSAW SOUND MANAGEMENT

Savannah, GA 31411

Some features on this profile are disabled

CRD#: 4977892

Professional summary

Raymond Quillian Singletary, CFP®, who also goes by Ray Singletary, is a registered financial advisor currently at WASSAW SOUND MANAGEMENT, LLC located in Savannah, Georgia.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Raymond has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ray Singletary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MCARTHUR FARMS- FARMING/TIMBER INVESTMENTS-PARTNER. ANNUAL COMPENSATION-VARIES 2. RCS & ASSOCIATES/ SINGLETARY FARMS- LIMITED PARTNER FARMING/LAND INVESTMENTS 2001 TIME DEVOTED DURING BUSINESS HOURS 0, TIME DEVOTED AFTER BUSINESS HOURS PER MONTH 0, ANNUAL COMPENSATION VARIES. 3.AMERICAN WEST INVESTMENT CORPORATION , ATLANTA, GA, MANAGER; SINCE 04/2018; 100 HOURS/MO DURING TRADING HOURS; SINGLE-FAMILY INVESTMENT VEHICLE ("FAMILY OFFICE") 4.AMERICAN WEST MANAGEMENT , ATLANTA, GA, MANAGER; SINCE 04/2018; 100 HOURS/MO DURING TRADING HOURS; SINGLE-FAMILY INVESTMENT VEHICLE ("FAMILY OFFICE")

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Quillian Singletary's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

November 20, 2018 - Present

WASSAW SOUND MANAGEMENT, LLC

Office #1: 15 Lake Street Suite 260, Savannah, GA 31411

RIA

CRD#: 299164

Savannah, GA

Past

September 19, 2016 - April 20, 2018

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

ATLANTA, GA

Past

May 16, 2008 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

June 22, 2007 - April 20, 2018

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WASSAW SOUND MANAGEMENT, LLC

CRD#: 299164 / SEC#: 801-132410

RIA

Registered Investment Advisory firm - (4/14/2025 Approved)

Georgia

Registered Investment Advisory firm - (5/12/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/25/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/21/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WASSAW SOUND MANAGEMENT, LLC

CRD#: 299164 / SEC#: 801-132410

RIA

Registered Investment Advisory firm - (4/14/2025 Approved)

Georgia

Registered Investment Advisory firm - (5/12/2025 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

15 Lake Street Suite 260, Savannah, GA 31411

Mailing Address

Phone number

(404) 831-5109

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/21/2025)

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 112,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

C Morris

MORGAN STANLEY

IAR

Savannah, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Raymond Q. Singletary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Quillian Singletary's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

WASSAW SOUND MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2008

Series 63

Date: 7/25/2007

SIE

Date: 4/20/2018

Series 7

Date: 9/26/2007

Series 6

Date: 6/21/2007

Current Firm

WASSAW SOUND MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WASSAW SOUND MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors