Patrick Crowley

CROWLEY CAPITAL MANAGEMENT LLC | Senior Financial Advisor

PROSPECT HEIGHTS, IL

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CRD#: 4977791

Professional summary

Patrick Crowley, who also goes by Patrick Raymond Crowley, is a registered financial advisor currently at CROWLEY CAPITAL MANAGEMENT LLC located in Prospect Heights, Illinois.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Patrick has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Raymond Crowley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: R & C REALTY COTP INVESTMENT RELATED: N ADDRESS OF BUSINESS: MT PROSPECT, ILLINOIS 60056 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 3/6/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A FAMILY OWNED REAL ESTATE COMPANY. MY MOTHER IS THE PRESIDENT WITH MY BROTHER AND I LISTED AS TREASURER AND VICE PRESIDENT. THE ONLY ASSETS THIS COMPANY HAS HAD THROUGH THE YEARS IS SOME VACANT REAL ESTATE IN NORTHERN WISCONSIN independent insurance agent since 11/2013; Prospect Heights, IL; investment related; selling insurance products; 8 hrs/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Crowley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2024 - Present

CROWLEY CAPITAL MANAGEMENT LLC

RIA

CRD#: 333938

PROSPECT HEIGHTS, IL

Past

November 18, 2013 - November 13, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

November 18, 2013 - November 13, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Past

June 1, 2009 - October 23, 2013

MORGAN STANLEY

RIA

CRD#: 149777

DEERFIELD, IL

Past

June 1, 2009 - October 23, 2013

MORGAN STANLEY

CRD#: 149777

DEERFIELD, IL

Past

February 1, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DEERFIELD, IL

Past

November 7, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DEERFIELD, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/17/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/6/2006

General Securities Representative Examination

Current Firm

CROWLEY CAPITAL MANAGEMENT LLC

CRD#: 333938 / SEC#:

Illinois

Registered Investment Advisory firm - (12/19/2024 Approved)

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Contact information

Main Address

Prospect Heights, IL

Mailing Address

Phone number

(847) 309-4647

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Patrick Crowley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Crowley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2007

SIE

Date: 10/1/2018

Series 31

Date: 12/17/2010

Series 7

Date: 11/6/2006

Current Firm

CROWLEY CAPITAL MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

CROWLEY CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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