Denis Roginskiy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denis Roginskiy was a registered financial professional .
Denis is a previously registered financial professional and started their career in finance in 2006. Denis had worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2021 - June 18, 2026
CRC-IB
April 6, 2020 - November 3, 2021
JAVCAP SECURITIES LLC
May 20, 2015 - March 27, 2020
CRC-IB
February 2, 2011 - June 3, 2013
MUFG AMERICAS CORPORATE ADVISORY, INC.
April 21, 2010 - January 26, 2011
MUFG SECURITIES AMERICAS INC.
August 18, 2006 - May 5, 2008
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CRC-IB
CRD#: 158736 / SEC#: , 8-68918
Contact information
FINRA licenses (39 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRC HOLDINGCO, LLC | HOLDING COMPANY/OWNER | |
| DURDEN, GARY LEE | MANAGING DIRECTOR | 6624221 |
| DURDEN, GARY LEE | CHIEF COMPLIANCE OFFICER | 6624221 |
| HOPKINS, THOMAS JOHN | FINOP, PPO, PFO | 1835087 |
| KNAPP, NICHOLAS JE | PRESIDENT | 5419499 |
| MCKENNA, CONOR WILLIAM | SENIOR MANAGING DIRECTOR | 4355571 |
| VON OESEN, BRITTA BENNETT | MANAGING DIRECTOR | 5532329 |
Red Flags
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