Brian W. Dickens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Wallace Dickens was a registered financial advisor .
Brian is a previously registered financial advisor and started their career in finance in 2007. Brian had worked at 2 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2014 - June 29, 2015
CHRYSALIS CAPITAL GROUP, LLC
November 6, 2007 - December 31, 2010
HYBRID QUEST INVESTMENTS, INC.
November 6, 2007 - December 20, 2011
HYBRID QUEST INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHRYSALIS CAPITAL GROUP, LLC
CRD#: 138499 / SEC#: , 8-67166
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
