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JT

James Ryan Thackston

CRD# 4977517·Registered 2007 - 2026
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Ryan Thackston, who also goes by James Thackston, Ryan Thackston, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 2007 - 2026. James had worked at 4 firms and has passed the Series 63, Series 82TO, SIE, Series 3, Series 86, Series 87 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James Thackston, Ryan Thackston

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

INVICTA CAPITAL LLC·CRD# 288101
BD
Oakmont, PA
September 4, 2024 - May 19, 2026
BLACKSTONE SECURITIES PARTNERS L.P.·CRD# 17917
BD
New York, NY
April 11, 2012 - January 19, 2016
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
January 13, 2011 - March 29, 2012
B. RILEY SECURITIES, INC.·CRD# 25027
BD
Arlington, VA
August 3, 2007 - December 9, 2010

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Current Firm

IC
INVICTA CAPITAL LLC

INVICTA CAPITAL LLC

CRD#: 288101 / SEC#: 8-69923
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

527 Cedar Way Suite 101, Oakmont, PA 15139

Mailing Address

527 Cedar Way Suite 101, Oakmont, PA 15139

Phone Number

(412) 349-8684

Established

Pennsylvania since 07/14/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (37 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INVICTA FINANCIAL GROUPMEMBER—
GIAMBRI, PHILIP MAYNARDSHAREHOLDER1182516
LEWIS, DEBORAH REBECCASHAREHOLDER1982851
TEAL, GREGORY SCOTTSHAREHOLDER4768591
PEARSON, KRISTIN MARIECHIEF COMPLIANCE OFFICER4522677
TOTH, AIMEE ANNECHIEF EXECUTIVE OFFICER5079628

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2024About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Sep 2024About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2024About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Oct 2012About the Series 3 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Apr 2011About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Feb 2011About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Aug 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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