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GZ

George E. Zranov

FORESIDE FUND SERVICES
Denver, CO 80206
Some features on this profile are disabled
CRD#: 4976564
GZ

Professional summary


George Eugene Zranov is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Denver, Colorado.

George is registered as a RR (Registered Representative) and started their career in finance in 2006. George has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view George Eugene Zranov's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 17, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 240 St. Paul Street Suite 400, Denver, CO 80206
BD
CRD#: 46106
Denver, CO
Past

January 3, 2023 - February 23, 2024

JVM SECURITIES, LLC

BD
CRD#: 290327
OAK BROOK, IL
Past

July 28, 2022 - September 27, 2022

WALTON RE SECURITIES, LLC

BD
CRD#: 172024
SCOTTSDALE, AZ
Past

August 14, 2015 - January 31, 2022

MFS INSTITUTIONAL ADVISORS INC.

RIA
CRD#: 107144
BOSTON, MA
Past

June 17, 2015 - January 31, 2022

MFS FUND DISTRIBUTORS, INC.

BD
CRD#: 31052
BOSTON, MA
Past

December 17, 2007 - June 2, 2015

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA
CRD#: 138756
BOSTON, MA
Past

December 17, 2007 - June 2, 2015

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA
Past

August 28, 2007 - December 3, 2007

THORNBURG INVESTMENT MANAGEMENT INC

RIA
CRD#: 106357
SANTA FE, NM
Past

July 25, 2007 - August 28, 2007

THORNBURG INVESTMENT MANAGEMENT INC

RIA
CRD#: 106357
SANTA FE, NM
Past

April 23, 2007 - December 3, 2007

THORNBURG SECURITIES LLC

BD
CRD#: 14857
SANTA FE, NM
Past

June 29, 2006 - February 27, 2007

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(1/6/2025)
RR
California
(5/17/2024)
RR
Hawaii
(6/25/2024)
RR
Nevada
(5/20/2024)
RR
Oregon
(1/11/2025)
RR
Washington
(1/22/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/13/2007
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FORESIDE FUND SERVICES, LLC

CRD#: 46106Denver, CO 80206

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