JT
James S. Templin
KEYSTONE FINANCIAL GROUP
Lexington, KY 40503
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CRD#: 4976297
JT
Professional summary
James Spencer Templin, who also goes by Spencer Templin, is a registered financial advisor currently at KEYSTONE FINANCIAL GROUP, LLC located in Lexington, Kentucky and LPL FINANCIAL LLC located in Lexington, Kentucky.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. James has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Spencer Templin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/16/2017 - KEYSTONE FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ LEXINGTON, KY 2. 6/21/2017 - KEYSTONE FINANCIAL GROUP LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Deate: 6/30/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in June 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/4/2021 - Spencer Templin Sol Prop - Investment Related - Bert T Combs Parkway, Stanton KY - Real Estate Rental - Started 01/14/2021 - 1 Hour Per Month During Securities Trading - Billboards on acreage I own. 4. 04/24/2024 - WP 541 - Real Estate Rental - Investment Related - Pigeon Forge, TN - Start Date 06/01/2022 - 2 Hours Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view James Spencer Templin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2017 - Present
KEYSTONE FINANCIAL GROUP, LLC
Office #1: 527 Wellington Way, Ste 225, Lexington, KY 40503RIA
CRD#: 170201
Lexington, KY
Current
June 16, 2017 - Present
LPL FINANCIAL LLC
Office #1: 527 Wellington Way #225, Lexington, KY 40503-1375RIA
BD
CRD#: 6413
Lexington, KY
Past
September 19, 2005 - June 27, 2017
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LEXINGTON, KY
Past
August 11, 2005 - June 27, 2017
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
LEXINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEYSTONE FINANCIAL GROUP, LLC
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
CRD#: 170201 / SEC#: 801-79274
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/25/2018)
RR
Arkansas(11/28/2017)
RR
Florida(6/16/2017)
RR
Georgia(7/12/2017)
RR
Illinois(7/18/2017)
RR
Indiana(7/12/2017)
RR
Kentucky(6/16/2017)
IAR
Kentucky(6/27/2017)
RR
Maryland(4/16/2018)
RR
Michigan(4/18/2024)
RR
Missouri(8/11/2017)
RR
New Jersey(8/25/2017)
RR
North Carolina(6/16/2017)
RR
Ohio(7/26/2017)
RR
Pennsylvania(11/22/2024)
RR
South Carolina(7/7/2017)
RR
Utah(7/15/2024)
RR
Virginia(6/16/2017)
RR
West Virginia(6/16/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KEYSTONE FINANCIAL GROUP, LLC
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
CRD#: 170201 / SEC#: 801-79274
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
527 Wellington Way, Ste 225, Lexington, KY 40503
Mailing Address
Phone number
(859) 317-8316
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,153 |
| AUM (Assets Under Management) | $ 1,858,938,537 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEYSTONE FINANCIAL GROUP, LLC
CRD#: 170201Lexington, KY 40503TRUST BUT VERIFY
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