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JH

Jerrod K. Hanson

Some features on this profile are disabled
CRD#: 4976261
JH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerrod Keith Hanson was a registered financial professional .

Jerrod is a previously registered financial professional and started their career in finance in 2008. Jerrod had worked at 2 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 12, 2013 - July 1, 2014

FNC SECURITIES, LLC

BD
CRD#: 165646
GRAND FORKS, ND
Past

February 14, 2008 - February 11, 2019

ALERUS SECURITIES CORPORATION

BD
CRD#: 35947
GRAND FORKS, ND

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 12/19/2007
Financial and Operations Principal Examination

Current Firm

FS
FNC SECURITIES, LLC
FNC AG STOCK, LLC | FNC SECURITIES, LLC

CRD#: 165646 / SEC#: , 8-69177

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
4050 Garden View Drive Suite 103, Grand Forks, ND 58201
Mailing Address
4050 Garden View Drive Suite 103, Grand Forks, ND 58201
Phone number
(701) 780-2828
Established
Delaware since 08/13/2012
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FARMERS NATIONAL COMPANYSHAREHOLDER
DALEY, CHACE WILLIAMMANAGING MANAGER8144498
JANSSEN, MICHAELMANAGING MANAGER8075643
KELLEY, THOMASMANAGING MANAGER8075631
LONGTIN, TERRY LYNNMANAGING MANAGER6125016
WATSON, NICHOLAS ALEXANDERPRES, CCO, MANAGING MANAGER, FINOP5683648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FNC SECURITIES, LLC

CRD#: 165646

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