Louis R. Mclain

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CRD#: 4976198

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Louis Raymond Mclain III, who also goes by Mac Mclain, was a registered financial professional .

Louis is a previously registered financial professional and started their career in finance in 2005. Louis had worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

Mac Mclain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 27, 2008 - March 8, 2016

HOLT CAPITAL PARTNERS, L.P.

RIA

CRD#: 117863

FORT WORTH, TX

Past

October 31, 2007 - May 6, 2008

TRINITY INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 133873

FT. WORTH, TX

Past

June 16, 2005 - December 6, 2007

ROGERS WEALTH GROUP, INC.

RIA

CRD#: 107409

FORT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOLT CAPITAL PARTNERS, L.P.

HOLT CAPITAL ADVISORS, L.L.C. | HOLT CAPITAL PARTNERS, L.P. | HOLT CAPITAL ADVISORS, L.P.

CRD#: 117863 / SEC#: 801-78012

RIA

Registered Investment Advisory firm - (6/18/2013 Approved)

Texas

Registered Investment Advisory firm - (3/24/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

HOLT CAPITAL PARTNERS, L.P.

HOLT CAPITAL ADVISORS, L.L.C. | HOLT CAPITAL PARTNERS, L.P. | HOLT CAPITAL ADVISORS, L.P.

CRD#: 117863 / SEC#: 801-78012

RIA

Registered Investment Advisory firm - (6/18/2013 Approved)

Texas

Registered Investment Advisory firm - (3/24/2014 Terminated)

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Contact information

Main Address

301 Commerce Street Suite 1430, Fort Worth, TX 76102

Mailing Address

Phone number

(817) 877-1430

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOLT CAPITAL ADVISORS, L.L.C., D/B/A HOLT CAPITAL PARTNERS, L.P. - ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 1,004,589,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Louis R. Mclain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HOLT CAPITAL PARTNERS, L.P.

TRINITY INVESTMENT MANAGEMENT, LLC

ROGERS WEALTH GROUP, INC.

Primary Firm SEC Registration

HOLT CAPITAL PARTNERS, L.P.

State Registrations and Notice Filings

Exams

Current Firm

HOLT CAPITAL PARTNERS, L.P.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOLT CAPITAL PARTNERS, L.P.

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