Austin D. Imhof
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Austin Daniel Imhof, who also goes by Austin D Imhof, Austin Imhof, was a registered financial professional .
Austin is a previously registered financial professional and started their career in finance in 2005. Austin had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2017 - June 16, 2025
INTEGRITY CAPITAL, LLC
April 21, 2010 - February 22, 2017
WADDELL & REED
April 21, 2010 - February 22, 2017
WADDELL & REED
April 21, 2010 - February 22, 2017
IVY DISTRIBUTORS, INC.
October 15, 2009 - April 29, 2010
AMERICAN CENTURY INVESTMENT SERVICES INC.
January 6, 2006 - September 30, 2009
WADDELL & REED
November 18, 2005 - September 30, 2009
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
INTEGRITY CAPITAL, LLC
CRD#: 285198 / SEC#: , 8-69829
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
