RR
Ronald J. Reinstein
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT
Williamsville, NY 14221
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CRD#: 4976130
RR
Professional summary
Ronald James Reinstein is a registered financial advisor currently at INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC located in Williamsville, New York and BLACKRIDGE ASSET MANAGEMENT, LLC located in Jupiter, Florida.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Ronald has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Community Education Classes; Position - Teacher; Income - 0; Start Date 03/2019; Approx. # of hours spent per month: 1-2; Time spent during training hours: 0. 2)THE FINANCIAL GUYS; DBA; SECURITIES BUSINESS; REPRESENTATIVE; 95% TIME SPENT; 0% OWNERSHIP; 95% COMP; INDEPENDENT SECURITY SALES; INDEFINITE 3)RONALD REINSTEIN; INDIVIDUAL; INSURANCE: LIFE/HEALTH & LTC; 100% OWNERSHIP; 5% TIME SPENT; 5% COMP; AGENT; INSURANCE SALES; INDEFINITE 4) INDEPENDENT SOLUTIONS WEALTHMANAGEMENT, LLC; IAR; OWNERSHIP: 0%; COMPENSATION: 0% APPROX. # OF HOURS SPENT ON ACTIVITY: 1-2. HOURS SPENT DURING TRADING HOURS: 0. 5) Social Security Certified Claiming Strategies; Self & The Financial Guys; Social Security Claiming Strategist; Start Date: 8.13.18; Approx Hours Spent On Activity Per Month: 8; Approx Hours Spent On Activity Per Month During Trading Hours: 6) Blackridge Asset Management; Investment Advisory; Investment Advisor; Start Date: 8/18; Approx Hours Per Month Spent On Activity: 4; Approx Hours Spent On Activity Per Month During Trading Hours: 30-60.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald James Reinstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2015 - Present
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
Office #1: 305 Spindrift Drive, Williamsville, NY 14221RIA
CRD#: 144733
Williamsville, NY
Current
August 1, 2018 - Present
BLACKRIDGE ASSET MANAGEMENT, LLC
Office #1: 1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477RIA
CRD#: 277085
Jupiter, FL
Current
September 1, 2015 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 305 Spindrift Drive, Williamsville, NY 14221BD
CRD#: 157045
Williamsville, NY
Past
December 16, 2014 - September 3, 2015
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
WILLIAMSVILLE, NY
Past
March 15, 2011 - September 3, 2015
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
WILLIAMSVILLE, NY
Past
January 28, 2011 - March 10, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
AMHERST, NY
Past
March 24, 2010 - January 4, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
AMHERST, NY
Past
September 16, 2005 - March 29, 2010
NEW ENGLAND SECURITIES
BD
CRD#: 615
WILLIAMSVILLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IS
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
CRD#: 144733 / SEC#: 801-69708
RIA
Registered Investment Advisory firm - (11/10/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/1/2015)
IAR
Florida(10/9/2015)
RR
Georgia(4/29/2016)
RR
Hawaii(11/17/2021)
RR
Louisiana(4/28/2023)
RR
Massachusetts(3/7/2023)
RR
New York(9/1/2015)
IAR
New York(6/9/2021)
RR
North Carolina(11/28/2016)
RR
Pennsylvania(2/8/2023)
RR
Virginia(9/3/2015)
RR
Washington(1/7/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IS
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
CRD#: 144733 / SEC#: 801-69708
RIA
Registered Investment Advisory firm - (11/10/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
305 Spindrift Drive, Williamsville, NY 14221
Mailing Address
Phone number
(716) 568-8566
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,427 |
| AUM (Assets Under Management) | $ 1,226,210,629 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
CRD#: 144733Williamsville, NY 14221TRUST BUT VERIFY
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