Michael T. Gilmartin

LIFEMARK SECURITIES

Palm Harbor, FL

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CRD#: 4975704

Professional summary

Michael Thomas Gilmartin, who also goes by Michael Gilmartin, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Palm Harbor, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Gilmartin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GILMARTIN FINANCIAL SERVICES DBA USED FOR SECURITIES BUSINESS ALSO. GILMARTIN FINANCIAL SERVICES / INVESTMENT RELATED / 2343 GROVECREST AVE. PALM HARBOR, FL,34683/ INDEPENDENT INSURANCE AGENT / START 05/2010 / 5 HOURS/MONTH / 1 HOURS/MONTH DURING SECURITIES TRADING HOURS /SALES AND SERVICE OF LIFE AND HEALTH INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Gilmartin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Thomas Gilmartin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2019 - Present

LIFEMARK SECURITIES CORP.

RIA

CRD#: 16204

Palm Harbor, FL

Current

January 2, 2019 - Present

LIFEMARK SECURITIES CORP.

RIA

CRD#: 16204

Palm Harbor, FL

Past

May 24, 2010 - January 10, 2019

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Palm Harbor, FL

Past

April 1, 2010 - January 10, 2019

J.W. COLE FINANCIAL, INC.

CRD#: 124583

Palm Harbor, FL

Past

March 25, 2010 - April 1, 2010

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

TAMPA, FL

Past

June 11, 2009 - March 29, 2010

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

TAMPA, FL

Past

May 22, 2009 - March 29, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

May 31, 2007 - May 21, 2009

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

PALM HARBOR, FL

Past

May 24, 2007 - May 21, 2009

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

PALM HARBOR, FL

Past

October 6, 2006 - May 15, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CLEARWATER, FL

Past

October 5, 2006 - May 15, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLEARWATER, FL

Past

October 10, 2005 - May 24, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CLEARWATER, FL

Past

September 14, 2005 - May 24, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.

CRD#: 16204 / SEC#: 801-68438, 8-33478

RIA

Registered Investment Advisory firm - SEC (10/17/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/2/2019)

IAR

Florida
(1/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/6/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/23/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/9/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.

CRD#: 16204 / SEC#: 801-68438, 8-33478

RIA

Registered Investment Advisory firm - SEC (10/17/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

400 West Metro Park, Rochester, NY 14623

Mailing Address

400 West Metro Park, Rochester, NY 14623

Phone number

(585) 424-5672

Established

New York since 04/04/1983

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

SEC notice filing (46 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE 2A (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
KALINOWSKI, ANDREW JOSEPH	VP / BOARD MEMBER/SECRETARY	263409
MICCICHE, VINCENT JR	TREASURER/ FINOP/PFO/POO	702149
PRISCO, JAMES JOSEPH	CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER	2653402
PRISCO, JAMES JOSEPH	PRESIDENT / BOARD MEMBER	2653402
GEORGIEV, ALEXANDRE JR.	CCO OF THE RIA / DIRECTOR OF OPERATIONS	5307830

Regulatory assets under management

Total Number of Accounts	2,021
AUM (Assets Under Management)	$ 461,475,636

Disclosures

Regulatory Event	2
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael T. Gilmartin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Gilmartin's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Michael Thomas Gilmartin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFEMARK SECURITIES CORP.

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

J.P. TURNER & COMPANY, L.L.C.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

LIFEMARK SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/6/2005

SIE

Date: 10/1/2018

Series 31

Date: 9/23/2005

Series 7

Date: 8/9/2005

FINRA

Current Firm

LIFEMARK SECURITIES CORP.

Contact information

SEC notice filing (46 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

LIFEMARK SECURITIES CORP.

TRUST BUT VERIFY

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