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Audrey Jean Krastev

CRD# 4975192·Registered 2006 - 2023
Previously Registered: Being a previously registered professional could mean that Audrey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Audrey Jean Krastev, who also goes by Audrey Jean Daniels, Andrey Jean Hunt, Audrey Jean Hunt, was a registered financial advisor. Audrey was a previously registered financial professional and started their career in finance 2006 - 2023. Audrey had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Audrey Jean Daniels, Andrey Jean Hunt, Audrey Jean Hunt

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

FIRST TRUST PORTFOLIOS L.P.·CRD# 28519
BD
Austin, TX
May 28, 2020 - December 21, 2023
WILLIAM BLAIR·CRD# 1252
RIA
Chicago, IL
March 31, 2011 - May 13, 2013
WILLIAM BLAIR·CRD# 1252
BD
Chicago, IL
March 31, 2011 - May 13, 2013
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.·CRD# 111135
RIA
Chicago, IL
April 12, 2007 - April 13, 2011
MESIROW FINANCIAL, INC.·CRD# 2764
BD
Chicago, IL
April 12, 2007 - April 13, 2011
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Chicago, IL
May 25, 2006 - April 19, 2007
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Chicago, IL
May 2, 2006 - April 19, 2007

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Current Firm

FT
FIRST TRUST PORTFOLIOS L.P.

FIRST TRUST PORTFOLIOS L.P. | NIKE SECURITIES L.P.

CRD#: 28519 / SEC#: 8-43843
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

120 E. Liberty Drive Suite 400, Wheaton, IL 60187

Mailing Address

120 E. Liberty Drive Suite 400, Wheaton, IL 60187

Phone Number

(630) 765-8000

Established

Illinois since 05/10/1991

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRACE PARTNERS OF DUPAGE L.P.LIMITED PARTNER—
BOWEN, JAMES ALLENCHIEF EXECUTIVE OFFICER1123316
BOWEN, MARISA ANNMANAGING DIRECTOR1949032
DYKAS, JAMES MARTINCHIEF FINANCIAL OFFICER / MANAGING DIRECTOR2264809
JACKSON, ERIK SORENCHIEF COMPLIANCE OFFICER2950559
JARDINE, WILLIAM SCOTTGENERAL COUNSEL2609233
MCGAREL, DAVID GERARDMANAGING DIRECTOR2945880
MCGAREL, DAVID GERARDCHIEF OPERATING OFFICER2945880
ROGGENSACK, ANDREW SCOTTPRESIDENT1582059
THE CHARGER CORPORATIONGENERAL PARTNER—

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2006About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed May 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2019About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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