Michelle Poturich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Poturich, who also goes by Michelle A Poturich, Michelle A. Poturich, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2005. Michelle had worked at 10 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2025 - March 25, 2026
LPL ENTERPRISE, LLC
December 15, 2025 - March 25, 2026
LPL ENTERPRISE, LLC
February 4, 2013 - May 2, 2025
CUSO FINANCIAL SERVICES, L.P.
February 1, 2013 - May 2, 2025
CUSO FINANCIAL SERVICES, L.P.
October 15, 2010 - February 1, 2013
PNC MANAGED ACCOUNT SOLUTIONS, INC.
June 8, 2010 - October 15, 2010
ST JOHNS WEALTH MANAGEMENT
May 26, 2010 - February 1, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
May 2, 2009 - May 13, 2010
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - May 13, 2010
CHASE INVESTMENT SERVICES CORP.
October 8, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
October 7, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
April 11, 2008 - October 1, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 11, 2008 - October 1, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 5, 2006 - April 14, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 5, 2006 - April 14, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 19, 2005 - May 24, 2006
MORGAN STANLEY DW INC.
August 3, 2005 - May 24, 2006
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
LPL ENTERPRISE, LLC
CRD#: 8733 / SEC#: 801-130883, 8-26037
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LPL ENTERPRISE, LLC
CRD#: 8733 / SEC#: 801-130883, 8-26037
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORNINGSTAR, MATTHEW EDWIN | CHIEF LEGAL OFFICER | 2510742 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
