MP
Michelle A. Poturich
LPL ENTERPRISE
LAKE OSWEGO, OR 97035
Some features on this profile are disabled
CRD#: 4975165
MP
Professional summary
Michelle A. Poturich, who also goes by Michelle A Poturich, Michelle A. Poturich, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Lake Oswego, Oregon.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Michelle has worked at 10 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michelle A Poturich | Michelle A. Poturich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michelle A. Poturich's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michelle A. Poturich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 4550 Kruse Way Plz. Suite 110, Lake Oswego, OR 97035RIA
BD
CRD#: 8733
LAKE OSWEGO, OR
Current
December 15, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 4550 Kruse Way Plz. Suite 110, Lake Oswego, OR 97035RIA
BD
CRD#: 8733
LAKE OSWEGO, OR
Past
February 4, 2013 - May 2, 2025
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
CORVALLIS, OR
Past
February 1, 2013 - May 2, 2025
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
CORVALLIS, OR
Past
October 15, 2010 - February 1, 2013
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
HOUSTON, TX
Past
June 8, 2010 - October 15, 2010
ST JOHNS WEALTH MANAGEMENT
RIA
CRD#: 105564
TEMECULA, CA
Past
May 26, 2010 - February 1, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
SAN DIEGO, CA
Past
May 2, 2009 - May 13, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
TEMECULA, CA
Past
May 2, 2009 - May 13, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
TEMECULA, CA
Past
October 8, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
RIA
CRD#: 599
TEMECULA, CA
Past
October 7, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
BD
CRD#: 599
TEMECULA, CA
Past
April 11, 2008 - October 1, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FALLBROOK, CA
Past
April 11, 2008 - October 1, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FALLBROOK, CA
Past
July 5, 2006 - April 14, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
TEMECULA, CA
Past
July 5, 2006 - April 14, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
TEMECULA, CA
Past
September 19, 2005 - May 24, 2006
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
VICTORVILLE, CA
Past
August 3, 2005 - May 24, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(12/15/2025)
IAR
Oregon(12/15/2025)
RR
Washington(12/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORNINGSTAR, MATTHEW EDWIN | CHIEF LEGAL OFFICER | 2510742 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
