Yaniv J. Sofer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yaniv Jonathan Sofer, who also goes by Yaniv Buchhandler, was a registered financial professional .
Yaniv is a previously registered financial professional and started their career in finance in 2005. Yaniv had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2013 - October 20, 2020
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
June 20, 2008 - July 24, 2013
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
June 17, 2008 - July 1, 2008
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
October 4, 2006 - July 26, 2007
E*TRADE SECURITIES LLC
December 9, 2005 - August 18, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 29, 2005 - August 18, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
CRD#: 332 / SEC#: , 8-5889
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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