David Lederman
Professional summary
David Lederman is a registered financial professional currently at CHARDAN CAPITAL MARKETS LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2008. David has worked at 2 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Lederman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2017 - Present
CHARDAN CAPITAL MARKETS LLC
Office #1: 1 Pennsylvania Plaza Suite 4800, New York, NY 10119August 6, 2010 - May 26, 2017
MORGAN STANLEY & CO. LLC
September 1, 2008 - February 17, 2010
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(3/13/2020)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CHARDAN CAPITAL MARKETS LLC
CRD#: 120128 / SEC#: , 8-65277
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARDAN SECURITIES, LLC | MEMBER | |
| GROSSMAN, JONAS SVEN MAGNUS | PRESIDENT | 3186901 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL OPERATIONS CFFICER | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL FINANCIAL OFFICER | 5106774 |
| SOUTHWICK, DWIGHT CHRISTIAN | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER | 1353036 |
| URBACH, STEVEN AARON | CEO | 4137317 |
Disclosures
| Regulatory Event | 14 |
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