Joshua K. Nabatian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Kamran Nabatian, who also goes by Josh Nabatian, Joshua K Nabatian, Joshua Nabatian, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2006. Joshua had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2013 - March 5, 2014
FINSEC, LLC
January 24, 2013 - February 20, 2013
SIXPOINT PARTNERS LLC
April 6, 2011 - April 26, 2012
GOTTBETTER CAPITAL MARKETS, LLC
November 11, 2009 - February 3, 2010
SCARSDALE EQUITIES LLC
September 22, 2006 - December 13, 2007
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINSEC, LLC
CRD#: 128592 / SEC#: , 8-66156
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
