TW
Toni E. Whaley
PLANMEMBER SECURITIES
Elkridge, MD 21075
Some features on this profile are disabled
CRD#: 4974365
TW
Professional summary
Toni Eileen Whaley, who also goes by Toni Eileen Kumer, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Elkridge, Maryland.
Toni is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Toni has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Toni Eileen Kumer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) WHALEY FINANCIAL , INC. DBA WHALEY FINANCIAL SERVICES. 8178 Lark Brown Rd.Suite 201,Elkridge, MD 21075. START DATE 03/2009; 160 HR MO/ 160 TD HRS: HEALTH INSURANCE FOR GROUP AND INDIVIDUAL 5 HOURS/MO 5 TRADING. IR (2) LEGAL SHIELD- . 8178 Lark Brown Rd.Suite 201,Elkridge, MD 21075. ASSOCIATE -IDENTITY PROTECTION & RESTORATION/LEGAL SERVICES; START 12/2009; CURRENTLY USED FOR MYSELF, BUT CAN OFFER TO CLIENTS IF NEED FITS; 5-10HRS MO/5-1 TRADING HOURS. NIR (3) JONI & FRIENDS CAMPS; 30009 LADYFACE CT. AGOURA HILLS, CA 91301 TITLE WORSHIP LEADER- MINISTRY;- SUMMER ACTIVITIES ; START 06/2001 ; 3 WEEKS PER YEAR. 20 HOURS/5 HOURS NIR. (4) ENERGY SAVERS OF IGNITE- 8700 HUGO CT, COLUMBIA, MD 21046. START 7/2011: DISTRIBUTOR/ASSOCIATE- 0HRS MTH BUS: 0HRS/MTH 0 DURING TRADING ; NIR (5) SEND OUT CARDS; 8700 HUGO CT, COLUMBIA, MD 21046 CARD SUPLIER/DISTRIBUTOR; START 1/2009; COMPENSATION IS DISCOUNT ON PRODUCTS. 0 HOURS/0 TRADING. NIR (6) HERBALLIFE; 8700 HUGO CT, COLUMBIA, MD 21046 START 9/2009; DISTRIBUTOR; SUPPLEMENTAL MEAL REPLACEMENT PRODUCTS; RECEIVE 25% DISCOUNTS ON PRODUCTS. 0 HOURS/0 DURING TRADING. NIR (7) HOWARD COUNTY BOARD OF ELECTIONS: ELECTION JUDGE - 9770 PATUXENT WOODS DR SUITE 200, COLUMBIA MD, 21046 START 1/2/2012; 12 HOURS/MO. BUS:8 HRS/MTH DURING TRADING HRS; EVERY TWO YEARS, NIR (8)PALADIN ADVISOR GROUP AND PLANMEMBER FINANCIAL SERVICES CENTER;8178 Lark Brown Rd.Suite 201,Elkridge, MD 21075; OWNER AND VICE PRESIDENT;START DATE: 8/15/2013; NATURE OF BUS: FULL SERVICE FINANCIAL PLANNING PRACTICE - OFFERING PM PLATFORM PRODUCTS TO THE METRO AREA EMPLOYERS, LIFE AND HEALTH INSURANCE FOR INDIVIDUALS AND GROUPS, VETERAN PLANNING; INVESTMENT RELATED; APPROX. NO OF HRS/MOS DEVOTED TO THIS BUS; 175; APPROX. NO. OF HRS/MOS DEVOTED TO THIS BUS DURING TRADING HRS: 175; (9)ISAGENIX-8700 HUGO CT. COLUMBIA, MD 21046; NOT INVESTMENT RELATED; 10/20/2014;HEALTH/ENERGY DRINKS ;CONSULTANT ; HOURS/MONTH DEVOTED TO THIS BUSINESS:5 ;. NUMBER OF HOURS/MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS:0. (10)TONI WHALEY;8700 HUGO CT. COLUMBIA, MD 21046;.START DATE: 12/22/2014;INVESTMENT RELATED; REAL ESTATE PURCHASING, REFURBISHING, AND SELLING BUS:PARTNER;10NUM OF HRS/MTH DEVOTED TO THIS BUS. DURING TRADING HOURS:1 (11)FPS 5626 ASHBOURNE, LLC; 8700 Hugo Ct., Columbia MD 21046, United States; START DATE: 10/30/2020; General Partner; holding company for rental property; NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0; NIR (12)NTSA President; 2101 Wilson Blvd, Ste. 700 Arlington VA 22201; START DATE: 01/01/2024; President; provide leadership in meetings, workshops, and other activities of the NTSA to help advocate and educate on behalf of the American Retirement Association for the Supplemental Retirement Savings Plans in k-12, non-profit, Governmental and other such types of plans.; 10 hrs/mo; 10 hrs/mo during trading; NIR (13)CHARTWELL BUSINESS PARK ASSOCIATION; 2800 Quarry Lake Drive, Suite 340, Baltimore MD 21209; START DATE: 07/24/2023; President of the Board; Conduct monthly meetings, lead and engage fellow owners, and assist in decision making for the benefit of the business park. This is the owners association for the office park in which the registered person owns their branch office.; 5 hrs/mo; 5 hrs/mo during trading; NIR
CRS (Client Relationship Summary) - RIA
Click below to view Toni Eileen Whaley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Toni Eileen Whaley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2008 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 8178 Lark Brown Rd. Ste. 201, Elkridge, MD 21075RIA
BD
CRD#: 11869
Elkridge, MD
Current
May 16, 2008 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 8178 Lark Brown Rd. Ste. 201, Elkridge, MD 21075RIA
BD
CRD#: 11869
Elkridge, MD
Past
December 8, 2006 - May 15, 2008
LINCOLN INVESTMENT
RIA
CRD#: 519
GAITHERSBURG, MD
Past
June 13, 2005 - May 15, 2008
LINCOLN INVESTMENT
BD
CRD#: 519
GAITHERSBURG, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(9/28/2010)
RR
Florida(11/9/2021)
RR
Georgia(9/17/2025)
RR
Kansas(9/17/2025)
RR
Maryland(5/16/2008)
IAR
Maryland(5/16/2008)
RR
New York(9/17/2025)
RR
Pennsylvania(9/17/2025)
RR
Texas(9/17/2025)
IAR
Texas(9/18/2025)
RR
Virginia(9/17/2025)
RR
West Virginia(2/27/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
