Eric A. Halvorsen

PHYSICIAN WEALTH ADVISORS

SALT LAKE CITY, UT 84047

Some features on this profile are disabled

CRD#: 4974344

Professional summary

Eric Allen Halvorsen, CFP®, CIMA® is a registered financial advisor currently at PHYSICIAN WEALTH ADVISORS, INC. located in Salt Lake City, Utah.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Eric has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Allen Halvorsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Current

October 3, 2013 - Present

PHYSICIAN WEALTH ADVISORS, INC.

Office #1: 6820 South 900 East Suite 200, Salt Lake City, UT 84047

RIA

CRD#: 106043

SALT LAKE CITY, UT

Past

December 14, 2010 - November 18, 2013

STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

RIA

CRD#: 111320

SALT LAKE CITY, UT

Past

February 6, 2008 - October 12, 2010

ZIONS CAPITAL ADVISORS, INC.

RIA

CRD#: 131308

SAN FRANCISCO, CA

Past

February 5, 2008 - October 12, 2010

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

September 7, 2007 - January 31, 2008

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

SALT LAKE CITY, UT

Past

September 7, 2007 - January 31, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SALT LAKE CITY, UT

Past

January 8, 2007 - August 27, 2007

ZIONS CAPITAL ADVISORS, INC.

RIA

CRD#: 131308

SALT LAKE CITY, UT

Past

August 22, 2006 - December 31, 2006

ZIONS DIRECT, INC.

RIA

CRD#: 17776

SALT LAKE CITY, UT

Past

June 12, 2006 - August 24, 2007

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

January 23, 2006 - April 17, 2006

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PHYSICIAN WEALTH ADVISORS, INC.

CRD#: 106043 / SEC#: 801-63664

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

Utah

Registered Investment Advisory firm - (10/20/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(10/3/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/2006

General Securities Representative Examination

Current Firm

PHYSICIAN WEALTH ADVISORS, INC.

CRD#: 106043 / SEC#: 801-63664

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

Utah

Registered Investment Advisory firm - (10/20/2005 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6820 South 900 East Suite 200, Salt Lake City, UT 84047

Mailing Address

Phone number

(801) 747-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PHYSICIAN WEALTH ADVISORS FORM ADV 2 BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	5,721
AUM (Assets Under Management)	$ 1,729,828,110

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Reuben Rowley

EAGLE STRATEGIES LLC

IAR

AMERICAN FORK, UT

Neal Hansen

NET WORTH ADVISORY GROUP, LLC

IAR

Sandy, UT

Justin Lizama

SIMPLE FINANCIAL, LLC

IAR

West Jordan, UT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric A. Halvorsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Allen Halvorsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

ZIONS CAPITAL ADVISORS, INC.

ZIONS DIRECT, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

ZIONS CAPITAL ADVISORS, INC.

ZIONS DIRECT, INC.

ZIONS DIRECT, INC.

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

PHYSICIAN WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2006

Series 7

Date: 1/21/2006

Current Firm

PHYSICIAN WEALTH ADVISORS, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PHYSICIAN WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors