Christine Gorelick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Gorelick was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2005. Christine had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2012 - February 6, 2013
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
March 24, 2011 - February 6, 2013
FIRST REPUBLIC SECURITIES COMPANY, LLC
January 3, 2011 - March 3, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - March 3, 2011
WELLS FARGO CLEARING SERVICES, LLC
April 26, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
April 25, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
October 16, 2006 - March 27, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 2, 2005 - March 27, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
CRD#: 108559 / SEC#: 801-56293
Contact information
Regulatory assets under management
| Total Number of Accounts | 56,585 |
| AUM (Assets Under Management) | $ 86,270,585,130 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
