James C. Mendelson

IRONVIEW CAPITAL MANAGEMENT

Pittsburgh, PA

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CRD#: 4974293

Professional summary

James Charles Mendelson is a registered financial advisor currently at IRONVIEW CAPITAL MANAGEMENT, LLC located in Pittsburgh, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Charles Mendelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2016 - Present

IRONVIEW CAPITAL MANAGEMENT, LLC

RIA

CRD#: 150250

Pittsburgh, PA

Past

March 1, 2013 - January 2, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

BRIDGEVILLE, PA

Past

January 20, 2006 - April 24, 2018

WALDRON PRIVATE WEALTH

RIA

CRD#: 131063

BRIDGEVILLE, PA

Past

August 18, 2005 - March 12, 2013

LPL FINANCIAL LLC

CRD#: 6413

BRIDGEVILLE, PA

Past

August 1, 2005 - March 12, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

BRIDGEVILLE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IRONVIEW CAPITAL MANAGEMENT, LLC

BERGIN & CO., LLC | MULLEN, BERGIN, ROBERTS & CO | IRONVIEW CAPITAL MANAGEMENT, LLC | IRONVIEW CAPITAL MANAGEMENT | BERGIN, ROBERTS & CO. LLC

CRD#: 150250 / SEC#: 801-78950

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Florida

Registered Investment Advisory firm - (1/2/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (1/13/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/8/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/2/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/7/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/19/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2005

General Securities Representative Examination

Current Firm

IRONVIEW CAPITAL MANAGEMENT, LLC

BERGIN & CO., LLC | MULLEN, BERGIN, ROBERTS & CO | IRONVIEW CAPITAL MANAGEMENT, LLC | IRONVIEW CAPITAL MANAGEMENT | BERGIN, ROBERTS & CO. LLC

CRD#: 150250 / SEC#: 801-78950

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Florida

Registered Investment Advisory firm - (1/2/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (1/13/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/8/2014 Terminated)

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Contact information

Main Address

200 Barr Harbor Drive, Suite 400, Conshohocken, PA 19428

Mailing Address

Phone number

(215) 793-0111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	413
AUM (Assets Under Management)	$ 1,146,358,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James C. Mendelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Charles Mendelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WALDRON PRIVATE WEALTH

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

IRONVIEW CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/7/2005

Series 65

Date: 11/19/2004

SIE

Date: 1/2/2015

Series 7

Date: 8/17/2005

Current Firm

IRONVIEW CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IRONVIEW CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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