MB
Matt F. Breunig
SANTANDER SECURITIES LLC
West Windsor, NJ 08550
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CRD#: 4974167
MB
Professional summary
Matt Francis Breunig, who also goes by Matt Breunig, Matthew F Breunig, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in West Windsor, New Jersey.
Matt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Matt has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Breunig | Matthew F Breunig
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Matt Francis Breunig's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matt Francis Breunig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2015 - Present
SANTANDER SECURITIES LLC
Office #1: 349 Princeton - Hightstown Road, West Windsor, NJ 08550Office #2: 1325 Route 206, Skillman, NJ 08558Office #3: 44 Princeton-hightstown Road, Princeton Junction, NJ 08550RIA
BD
CRD#: 41791
West Windsor, NJ
Current
February 3, 2015 - Present
SANTANDER SECURITIES LLC
Office #1: 349 Princeton - Hightstown Road, West Windsor, NJ 08550Office #2: 1325 Route 206, Skillman, NJ 08558Office #3: 44 Princeton-hightstown Road, Princeton Junction, NJ 08550RIA
BD
CRD#: 41791
West Windsor, NJ
Past
January 2, 2015 - January 23, 2015
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
LINCOLN PARK, NJ
Past
August 3, 2012 - January 23, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
RIA
CRD#: 127236
MELVILLE, NY
Past
August 3, 2012 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
BD
CRD#: 25658
NUTLEY, NJ
Past
May 11, 2010 - August 1, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
STATEN ISLAND, NY
Past
May 11, 2010 - August 1, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
STATEN ISLAND, NY
Past
March 24, 2009 - April 27, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
OAKHURST, NJ
Past
March 20, 2009 - April 27, 2010
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
OAKHURST, NJ
Past
February 1, 2007 - March 6, 2009
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
FAIR HAVEN, NJ
Past
February 1, 2007 - March 6, 2009
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
FAIR HAVEN, NJ
Past
November 10, 2005 - February 5, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
EAST BRUNSWICK, NJ
Past
September 14, 2005 - February 5, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
EAST BRUNSWICK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/2/2025)
RR
Connecticut(10/4/2021)
RR
Delaware(10/4/2021)
RR
Florida(3/3/2015)
RR
Maryland(4/10/2019)
RR
Massachusetts(10/4/2021)
RR
New Jersey(2/3/2015)
IAR
New Jersey(2/5/2015)
RR
New York(2/3/2015)
RR
North Carolina(11/15/2018)
RR
Oregon(3/11/2021)
RR
Pennsylvania(2/3/2015)
RR
Puerto Rico(10/18/2022)
RR
South Carolina(11/13/2018)
RR
Virginia(12/22/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANTANDER SECURITIES LLC
CRD#: 41791West Windsor, NJ 08550TRUST BUT VERIFY
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