Michael G. Kothakota

WOLFBRIDGE WEALTH

Durham, NC 27703

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CRD#: 4974068

Professional summary

Michael Gerard Kothakota, CFP®, who also goes by Michael G. Kothakota, is a registered financial advisor currently at WOLFBRIDGE WEALTH located in Durham, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael G. Kothakota

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Lecturer at Columbia University. 1 hour a week. 2. Adjunct Professor at New York University. 1 hour a week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Gerard Kothakota's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

March 29, 2022 - Present

WOLFBRIDGE WEALTH

Office #1: 4819 Emperor Boulevard Suite 400, Durham, NC 27703

RIA

CRD#: 148317

Durham, NC

Past

February 27, 2007 - November 20, 2008

EDWARD JONES

RIA

CRD#: 250

RALEIGH, NC

Past

August 9, 2005 - November 20, 2008

EDWARD JONES

CRD#: 250

RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/22/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/11/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/8/2005

General Securities Representative Examination

Current Firm

WOLFBRIDGE WEALTH

CRD#: 148317 / SEC#: 801-69667

RIA

Registered Investment Advisory firm - (6/18/2009 Terminated)

North Carolina

Registered Investment Advisory firm - (6/4/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4819 Emperor Boulevard Suite 400, Durham, NC 27703

Mailing Address

Phone number

(919) 267-6740

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 68,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael G. Kothakota

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Gerard Kothakota's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOLFBRIDGE WEALTH

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/22/2007

Series 63

Date: 8/11/2005

Series 7

Date: 8/8/2005

Current Firm

WOLFBRIDGE WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WOLFBRIDGE WEALTH

TRUST BUT VERIFY

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