Stephanie L. Burris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Lynne Burris was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 2005. Stephanie had worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2021 - December 31, 2025
PROSPERITY INVESTMENT ADVISORS, INC.
January 18, 2018 - December 31, 2020
PROSPERITY INVESTMENT ADVISORS, INC.
November 21, 2008 - December 31, 2017
PROSPERITY INVESTMENT ADVISORS, INC.
January 18, 2007 - November 26, 2008
EDWARD JONES
August 8, 2005 - November 26, 2008
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROSPERITY INVESTMENT ADVISORS, INC.
CRD#: 148473 / SEC#: 801-69672
Contact information
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 12,000,000 |
Red Flags
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