TA
Thomas J. Abbatacola
POLEN CAPITAL MANAGEMENT
Geneva, IL
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CRD#: 4973788
TA
Professional summary
Thomas J Abbatacola, CIMA®, who also goes by Thomas Joseph Abbatacola, is a registered financial advisor currently at POLEN CAPITAL MANAGEMENT, LLC located in Geneva, Illinois and FORESIDE FUNDS DISTRIBUTORS LLC located in Boca Raton, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Thomas has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Joseph Abbatacola
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Polen Capital; Investment Related; Geneva, IL; Asset Management; Relationship Manager; 160 hours per month; Start Date 10/2017; Manages relationship with national account clients
CRS (Client Relationship Summary) - RIA
Click below to view Thomas J Abbatacola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 18, 2020 - Present
POLEN CAPITAL MANAGEMENT, LLC
RIA
CRD#: 106093
Geneva, IL
Current
November 4, 2019 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
Office #1: 1825 Nw Corporate Boulevard Suite 300, Boca Raton, FL 33431BD
CRD#: 31334
Boca Raton, FL
Past
August 2, 2010 - May 31, 2019
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
DOWNERS GROVE, IL
Past
June 1, 2010 - May 31, 2019
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
DOWNERS GROVE, IL
Past
June 27, 2005 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
BD
CRD#: 6939
OAKBROOK TERRACE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
POLEN CAPITAL MANAGEMENT, LLC
POLEN CAPITAL MANAGEMENT, INC. | POLEN CAPITAL MANAGEMENT, LLC
CRD#: 106093 / SEC#: 801-15180
RIA
Registered Investment Advisory firm - (4/7/1980 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2020)
RR
Alaska(1/10/2020)
RR
Arizona(1/10/2020)
RR
Arkansas(1/10/2020)
RR
California(1/10/2020)
RR
Colorado(1/10/2020)
RR
Connecticut(1/10/2020)
RR
Delaware(1/10/2020)
RR
District of Columbia(1/10/2020)
RR
Florida(11/6/2019)
IAR
Florida(12/18/2020)
RR
Georgia(1/10/2020)
RR
Hawaii(1/10/2020)
RR
Idaho(1/10/2020)
RR
Illinois(11/4/2019)
RR
Indiana(1/10/2020)
RR
Iowa(1/10/2020)
RR
Kansas(1/10/2020)
RR
Kentucky(1/10/2020)
RR
Louisiana(1/10/2020)
RR
Maine(1/10/2020)
RR
Maryland(1/10/2020)
RR
Massachusetts(11/6/2019)
RR
Michigan(1/10/2020)
RR
Minnesota(1/10/2020)
RR
Mississippi(1/10/2020)
RR
Missouri(1/10/2020)
RR
Montana(1/10/2020)
RR
Nebraska(1/10/2020)
RR
Nevada(1/10/2020)
RR
New Hampshire(1/10/2020)
RR
New Jersey(1/10/2020)
RR
New Mexico(1/10/2020)
RR
New York(1/10/2020)
RR
North Carolina(1/10/2020)
RR
North Dakota(1/10/2020)
RR
Ohio(1/10/2020)
RR
Oklahoma(1/10/2020)
RR
Oregon(1/10/2020)
RR
Pennsylvania(1/10/2020)
RR
Rhode Island(1/10/2020)
RR
South Carolina(1/10/2020)
RR
South Dakota(1/10/2020)
RR
Texas(1/10/2020)
RR
Utah(1/10/2020)
RR
Vermont(1/10/2020)
RR
Virginia(1/10/2020)
RR
Washington(1/10/2020)
RR
West Virginia(1/10/2020)
RR
Wisconsin(1/10/2020)
RR
Wyoming(1/10/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PC
POLEN CAPITAL MANAGEMENT, LLC
POLEN CAPITAL MANAGEMENT, INC. | POLEN CAPITAL MANAGEMENT, LLC
CRD#: 106093 / SEC#: 801-15180
RIA
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Contact information
Main Address
1825 Nw Corporate Blvd. Suite 300, Boca Raton, FL 33431
Mailing Address
Phone number
+1 (561) 241-2425
Established
Firm type
Fiscal year end
# of Employees
229
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,732 |
| AUM (Assets Under Management) | $ 37,703,918,773 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
